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HomeMy WebLinkAboutItem 06.lMay 7, 2012 4 0 Item No. Cable Franchise Renewal Components Proposed Action Staff recommends approval of Engagement Agreements with Moss & Barnet for legal consultation and financial audit for the cable franchise renewal process; and acceptance of proposals from Holly Hansen Consultation for PEG access review, Decision Resources, Ltd. for customer service survey, and CBG Communications for technical audit. Passage of this motion will result in providing the necessary background information on Charter's financial, technical, and customer service compliance to enable the City to adequately prepare for and complete successful franchise renewal negotiations. Overview The City's 15 -year franchise agreement with Charter Communications must be renewed by October 25, 2013. The renewal process will be administered by legal consul with direction from the City Council and Cable TV Board. The work plan and Board recommended assessments were outlined for the Council at the January 23, 2012 Council Work Session. The Cable Board now recommends agreements with Moss & Barnett to continue their ongoing legal representation for the franchise administration and renewal and for a financial audit to review Charter Communications records to ensure that the City has received payments in accordance with the franchise ordinance. The Board also recommends accepting proposals for assessments of Charter's compliance with current franchise responsibilities for providing and maintaining technical equipment and for their customer service; and for a PEG review of public access, education, and government television operations, services, and needs. Primary Issues to Consider See attached Susanna Palm, Communications Manager Financial Impact: $_$40,175 Budgeted: Y/N _N_ Source: Communications Fund Related Documents Recommended proposals, engagement agreements Primary Issues to Consider • Legal services ($30,000) were anticipated and have been budgeted for, with $15,000 budgeted for 2012, and the additional $15,000 in 2013: • The financial audit, technical audit, customer service survey, and PEG review were not budgeted for as the Cable TV Board was not yet in place when the budget was developed and assessment components had not yet been discussed or selected. • Costs for these assessment components could be as much as $40,175 and would be funded through the Communications Fund. • If significant non - compliance factors are found in the financial or technical audit, Council would have an option of pursuing more in -depth action at additional cost. • Over the course of the existing 15 -year franchise agreement, the City has received revenues totaling $6,345,539. Providing the additional funding to assure financial, technical, and customer service compliance will help ensure successful negotiations for the franchise renewal. Supporting Information The recommended bids and agreement letters are attached. The follow documents were received for consideration: Technical Review — riot: budgeted CBG Communications c3, r 1 CTC Technology & Energy $22,000 Low bid recommended Phone survey — n(o bud td;ct Decision Resources Group W Communications $12,000 Decision Resources is recommended as they are a local company and have conducted surveys for many Minnesota communities, giving them significant comparable data which would not be available from Group W. PEG Access review — not ^, sdq „d Holly Hansen Consulting S 5'9�f CTC Technology & Energy $18,250 CBG Communications $19,712 Low bid recommended Letter and Agreement for Franchise Fee review, Moss & Barnett — netbudgeted $8,000 Total $40,175 Letter and Engagement Agreement with Moss & Barnett for legal consultation, budgeted $30,000 Lakeville RFP CBG Communications, Inc. �i communications, inc. PbJaAelpLia Offiee:73 (.6esmur Road. Sure 301, Poole, PA 19301 P/ (610) 889 -7470 F1 (610) 8894475 Sr. Paaf Offer: 1597 Rum Srtter. Sr. Paul, MN 55102 1'/(651)340-5300 F/(651)340 snvw.<6gcommunivarions.com Proposal to Provide Technical Review Services for the City of Lakeville, MN By Dick Nielsen Senior Engineer FA Tom Robinson President CBG Communications, Inc. 1597 Race Street Saint Paul, MN 55102 March 16, 2012 1 Lakeville RFP Table of Contents CBG Communications, Inc. INTRODUCTION........................................................................... ............................... L COMPANY REPRESENTATIVES AND CONTACT INFORMATION ........... 2. COMPANY HISTORY AND EXPERIENCE ....................... ............................... Key Company Representatives ........................................................ ............................... 3. PROFESSIONAL RESUMES OF COMPANY REPRESENTATIVES .............. 4. REPRESENTATIVE LIST OF CURRENT CLIENTS REPRESENTED ON SIMILAR PROJECTS ............................................................ ............................... 5. PROFESSIONAL REFERENCES ......................................... ............................... Scope of Services - Physical Plant Inspection of the Subscriber Network ..................... Presentation of Findings - Written Technical Report ...................... ............................... 6. PROJECT TIMELINE ............................................................ ............................... 7. COST OF SERVICES ............................................................ ............................... CONCLUSION................................................................................ ............................... ...1 2 2 4 6 ..............1 I ..............12 ..............14 ..............15 ..............15 ..............16 ..............16 i Lakeville RFP INTRODUCTION CBG Communications, Inc. CBG Communications, Inc (CBG) appreciates the opportunity to present this Proposal to Moss & Barnett, on behalf of the City of Lakeville, MN (City) to provide Technical Review Services of the Charter Communications (Charter) cable television system serving the City. After reviewing our proposal, we hope that you will share the view that our overall and local experience, specific past experience with many jurisdictions in the region, innovative methodologies, expertise, enthusiasm and extensive similar work regionally and around the country qualify us to assist you. CBG has a national reputation in local government technical, system design and review, cable television needs assessment, PEG Access, technical and regulatory consulting. We understand that the City seeks a qualified firm with demonstrated experience and expertise to provide professional technical review services. The goal is to assess the level of compliance with the current Franchise and all pertinent ordinances and codes. After performing the tasks described herein, CBG would issue a report spelling out findings and recommendations for remedying issues discovered and identifying terms for inclusion in the City's renewed Franchise with Charter Communications. Given our breadth of experience and our successful work in the past, in the Twin Cities area and across the country, we believe CBG is eminently qualified to provide the Technical Review Services the City seeks. Lakeville RFP CBG Communications, Inc. 1. COMPANY REPRESENTATIVES AND CONTACT INFORMATION CBG Communications, Inc. (CBG) has worked in the Twin Cities area and across the country on numerous projects related to cable television, review and evaluation, subscriber network and 1 -Net technical audits, network design PEG Access and broadband needs ascertainments, and many other cable related subject areas. In fact, CBE's decades of professional experience include work in large metropolitan areas, mid -size municipalities and rural communities. The contact information for CBG's negotiation and contract representatives are listed below. Richard (Dick) Nielsen, Senior Engineer Project Manager 1597 Race Street Saint Paul, NIN 55102 Phone: 651-340-5300 Fax: 866 -611 -7445 Nielsen(a,ebecommunications.com Thomas (Tom) Robinson, President 73 Chestnut Road Suite 301 Paoli, PA 19301 Phone: 610-889-7471 Fax: 610 - 889 -7475 Robinson (c The full skills and qualifications of CBG Key Company Representatives are set forth below. 2. COMPANY HISTORY AND EXPERIENCE CBG Communications, Inc. since 2001 (and via a predecessor company since 1994) has established a national reputation in cable television, technology, broadband and telecommunications matters. CBG has a proven track record of providing consulting services for public sector entities which produce effective results. During their professional careers, CBG's principals have been involved with numerous cable television franchise renewal and telecommunications matters throughout the United States. They are professionals with decades of experience performing activities related to cable TV technical audits, system review, evaluating I -Nets for proper functionality, capacity and reliability and designing I -Nets. They have a clear understanding of the interplay between system design, construction and maintenance and the system's ability to deliver services to meet the community needs and interests in a safe reliable manner. Lakeville RFP CBG Communications, Inc. CBG has the requisite experience to assist the City in its cable television franchise renewal process. Specific expertise includes: Cable Television CBG provides a wide range of services regarding cable television - related matters including: System Technical Review Evaluation of the current system, analysis of upgrade scenarios and plans, review of system technological components such as digital video services, video -on- demand, hybrid fiber coax (HFC) architectures, cable modem services, etc. In addition, these reviews focus on the system's physical, electronic and optical infrastructure's ability to safely provide the services desired by subscribers today as well as the ability to evolve by adding new services in the future. Franchise Development - Related Cable Regulatory Processes Assistance with past performance and franchise compliance reviews, franchise administration and management, franchise development in both the formal and informal renewal processes, competitive cable system franchising, evaluation of cable operator proposals and qualifications, assistance in franchise and ordinance drafting, development of Request for Renewal Proposals (RFRPs), assistance in franchise negotiations, etc. Institutional Network ([-Net) Development and Evaluation Audit and evaluation of existing I -Nets to provide the platform for transport of present and future communications applications, ascertainment of I -Net needs, review of organizational video, voice and data communications applications, identification potential system architectural changes and modifications, etc. Community Needs Assessment Surveys of subscribers and non - subscribers, review of organizational needs, facilitation of focus groups, public forums, town -hall meetings, and workshops, development of on -line, web -based Internet surveys and forums, etc. PEG (Public, Educational, and Governmental) Access Analysis Ascertainment of PEG channel needs, including facilities, equipment, high definition digital transition, channel capacity, on- demand service provision, training and facilitation services, access group organization, content development, etc. CBG also provides a host of other services where our experience and expertise will be beneficial to this technical review project: Telecommunications and ROW Management Broadband Infrastructure Planning and Development Assistance with a wide range of network planning and development activities, including, broadband network feasibility and community needs assessment studies, video, voice, and Lakeville RFP CBG Communications, Inc. data communications application review and implementation, development of public sector telecommunications infrastructure (including review and analysis of physical transport, architectures, aerial and underground construction methods and locations, etc.), development of local government -owned and common conduit policies and leasing plans, analysis of co- location and co -build requirements and strategies, inventories of telecommunications and other utility infrastructure, review of construction techniques (open street cuts, directional boring, saw -cuts, etc.), wireless communications site planning and evaluation, etc. Master ROW Management Ordinance Development Services include development of provisions regarding the permitting process, licensing, ROW management procedures, construction and inspection requirements, ROW usage fee structures (including the provision of in -kind services), insurance, indemnification and bonding, service definitions and other critical issues. Telecommunications Planning and Policy Development Services include development of mechanisms to enhance universal access to basic and advanced telecommunications services, expansion of telecommunications service opportunities within the jurisdiction and surrounding region, facilitation of greater electronic access by the public to government and educational information and services, expansion and enhancement of g- commerce, e- commerce, and other Intemet -based initiatives, review of privacy and security needs related to such information, review of the jurisdiction as both a user and provider of telecommunications services, development of right -of -way (ROW) management policies, procedures and requirements, development of compensation methods for telecommunications service provider use of the ROW, etc. Telecommunications Regulatory Projects Development of franchise, license, revocable permit and other forms of operating agreements for the provision of cable, telephone, competitive access provider, competitive local exchange carrier and open video system services, review and analysis of both state and federal legislation and legislative initiatives, including assistance with legislator education and advocacy efforts on behalf of public sector interests. Key Company Representatives Richard R. Nielsen Richard (Dick) Nielsen is CBG Communications, Inc.'s Senior Engineer and is based out of the Saint Paul, Minnesota office. Mr. Nielsen works as lead technical staff for CBG. His work includes cable television performance audits, underground and aerial construction planning, review and analysis; telecommunications system design, application, development and review; data communication system and equipment planning; institutional network design, application development and performance review, system community and PEG needs assessments, video system, facilities and equipment evaluation, as well as review and analysis of other technical issues. Prior to Mr. Nielsen joining CBG, he spent 19 years, in the Twin Cities Metropolitan area, with AT &T Broadband and its predecessor companies. The last four were spent as the Institutional Network 4 Lakeville RFP CBG Communications, Inc. Manager. While managing, he was involved in a wide range of activities, including maintenance of institutional networks ( "I- Net ") with over 1000 miles of coaxial, HFC and fiber optic plant representing over 20 franchise areas from the northwestern suburbs to the southern suburbs of the Twin Cities. Mr. Nielsen provided supervision of construction activities, planning and designing new and upgrading existing I -Nets, budgeting for new and updated I -Nets, and activation of fiber optic nodes, power supplies, amplifiers, pilot generators and status monitoring systems. Mr. Nielsen regularly represented AT &T Broadband at various regulatory meetings relating to I -Net issues. He also worked closely with consultants in evaluating and designing upgrades to existing I -Nets. For the 8 years prior to being I -Net Manager, Mr. Nielsen was the Technical. Supervisor. He supervised 35 Maintenance Technicians and Service Technicians with responsibilities from the Quad Cities and Oak Grove Franchise areas in the northern suburbs, to the centrally located franchise areas of NSCC and the Ramsey /Washington Counties Suburban Cable Commission down through Saint Paul to Burnsville /Eagan and Hastings. Mr. Nielsen implemented a plan to bring service levels up to NCTA and FCC standards, and was in charge of reporting all engineering and technical data for national reporting FCC testing and reporting and public files for CLI and Proof of Performance. Additionally Mr. Nielsen spent 4 years as a Headend Technician and was involved in designing, wiring and maintaining headends, hubs and antennas. He was on call 24 hours a day for problems related to headends. Mr. Nielsen's first 3 years were spent as a Maintenance Technician. He was responsible for maintaining HSN and I -Net plants, field testing of FCC CLI and Proof of Performance requirements as well as working on call (24/7) for outages and problems. Thomas G. Robinson Thomas (Tom) Robinson is President of CBG Communications, Inc. and is based in the Philadelphia, Pennsylvania office. Mr. Robinson has worked with local governments all across the country on a variety of cable, broadband, telecommunications and ROW management projects, including: Public, Educational and Governmental (PEG) access issues; needs assessments; technical reviews; institutional networks; infrastructure issues; wireless networking; optical networks; telecommunications strategic planning and policy development; competitive communications system reviews; cable television franchise renewals; ROW management regulations and ordinances, regulatory agreements and other matters. He is a frequent speaker at telecommunications, local government and technical conferences. Mr. Robinson has written numerous columns for Communications Engineering & Design (CED) magazine. Prior to joining CBG, Mr. Robinson was, for seven years, Director of Technology Development for River Oaks Communications Corporation, where he worked with numerous local government clients on telecommunications and cable television projects. Mr. Robinson also served for 10 years as Chief of the Cable Regulatory Division of the Department of Consumer Affairs for Fairfax County, Virginia. While there, he was involved in a host of activities related to oversight of one of the nation's largest cable systems. Prior to his work in Fairfax, Mr. Robinson was with Magnavox CATV Systems, Inc. (now part of Arris), where he worked first as a system designer and then in product management. While at Magnavox, he helped develop and market new amplification systems and products that paved the way toward today's high capacity cable systems. Lakeville RFP CBG Communications, Inc. Mr. Robinson began his career as an announcer, program director and operations engineer in radio and television at several radio stations in the Baltimore /Washington area and at the public broadcasting television and radio stations (WCNY- TV /FM) in Syracuse, New York. He holds an M.S. in Telecommunications /Film from Syracuse University's S.I. Newhouse School of Public Communications and a B.A. in Mass Communications from Towson University where he graduated Summa Cum Laude. 3. PROFESSIONAL RESUMES OF COMPANY REPRESENTATIVES RICHARD (DICK) NIELSEN II PRESENT POSITION CBG Communications, Inc., St. Paul, MN office 2003 — Present Senior Engineer Work as lead technical staff for the firm, including cable television and institutional network needs assessment and system performance audits, video system and facilities design, telecommunications system design, application development and performance review, institutional network design, application . development and performance review, underground and aerial construction planning, review and analysis, data communication system and equipment planning, review and analysis, and a variety of other technical tasks. PROFESSIONAL EXPERIENCE AT &T Broadband, St Paul, Minnesota Institutional Network Manager 1984-2003 Managed: • Maintenance of Institutional Networks representing over 20 Franchise areas and nearly 1000 miles of coaxial, HFC and fiber optic plant. • Designing new and upgrading existing I -Nets. • Budgeting for new, upgraded I -Nets. • High level supervision of Construction activities. • Activation of fiber optic nodes, power supplies, amplifiers, pilot generators, Cheetah monitoring system etc. • Represented the company at various meetings regarding the I -Nets. • Worked closely with Consultants in evaluating existing I -Nets and designing upgrades to existing I- Nets. Technical Supervisor Supervised 35 Maintenance and Service Technicians Implemented a plan to bring service levels up to NCTA and FCC standards Responsible for reporting all Engineering and Technical data for national reporting Lakeville RFP CBG Communications, Inc. • FCC testing and reporting and public files for CLI and Proof of Performance Headend Technician • Various responsibilities designing, wiring, and maintaining Headends, Hubs and antennas • 24/7 On -Call for problems related to Headends Maintenance Technician • Maintaining of HSN and I -Net plants • FCC testing of CLI and Proof of Performance • 24/7 On Call for outages and problems Muller Prybel, Hastings, MN 1984 Installer • Installed Cable TV to residences Best Vision, SMATV, Minneapolis, MN 1983-1984 Technician • Set up and maintenance of SMATV Headends throughout the Twin Cities area • Maintaining the distribution systems between buildings and internally • Installs and Trouble Calls EDUCATION Dakota County Vocational Technical School Rosemount, Minnesota 1982-1984 Cable Television Degree Program NCTA Fiber Optics Course NCTA Tests and Measurements Course Active in SCTE /BCTE Certification Leading the Broadband Way. 5 day Management Course Various Management and Technical Seminars PROFESSIONAL MEMBERSHIPS SCTE /BCTE, NATOA Lakeville RFP THOMAS G. ROBINSON PRESENT POSITION CBG Communications, Inc. CBG Communications, Inc. 2001- Present President Mr. Robinson has worked with local governments, PEG Access organizations and other public sector entities all across the country on a variety of cable television and telecommunications projects, including institutional networks reviews and design, technical reviews, infrastructure issues, telecommunications planning, policy development, past performance reviews, compliance audits, regulatory agreements, cable television renewals strategic planning, needs assessments, Public, Educational and Governmental (PEG) access organizational, operational and technical issues, wireless and wireline network development, and other matters. He is a frequent speaker at telecommunications, local government and technical conferences. Mr. Robinson has written many columns for Communications Engineering & Design (CED) magazine. PRIOR EXPERIENCE River Oaks Communications Corporation: 1994-2000 Director of Regulatory Affairs and Technology Development Performed the same types of tasks as listed above for current position with CBG. Fairfax County Department of Consumer Affairs, Fairfax, Virginia 1984-1 Chief, Cable Regulatory and Technical Division Managed a staff of 14, including administrative, financial, engineering, and clerical personnel, to develop innovative cable communications applications and regulate local cable television systems. Responsible for regulating one of the nation's largest cable systems (Media General [now Cox] Cable of Fairfax, Inc.) and a Time Warner [now Comcast] Cable system. Accomplishments include: Franchise Administration and Policy Development. Implemented provisions of the franchise agreement, local ordinances and applicable state and federal laws. Worked to develop policy and resolve franchise legal issues, including franchise awards, enforcement actions, rate regulation, review and modification of facility, service, equipment and other obligations, and review and update of local law. Provided written and spoken testimony on cable and telecommunications issues before local, state and federal authorities (e.g., U.S. Congress and Federal Communications Commission). Administered cable franchise fee revenue funds (over $5 million annually), including budget preparation. Monitored, allocated and disseminated cable grant funds (over $1.5 trillion annually). Broadband Institutional Network (I -Net) Development, Worked with cable television (CATV) system operators, government agencies and non - commercial organizations to implement video, voice and data communications applications on the I -Net. Developed long -haul access and telecourse video links, IBM terminal -to- mainframe circuits, packet - switched and other peer -to -peer communications and T -1 intemodal telephone finks. Served on selection advisory and implementation committee for the County's PABX system. Developed a County -wide video training network serving over 300 public facilities throughout a 400 square -mile area. Lakeville RFP CBG Communications, Inc. Technical Performance Analysis and Training. Tested and reviewed cable operator's subscriber and I- Net system performance for compliance with local franchise and federal requirements. Worked with corporate, local system and consulting engineers for the resolution of technical issues. Trained NATOA membership on changes in CATV and telecommunications technology and maintained direct involvement in the development of national CATV technical standards. Made a variety of national seminar presentations on technical standards, data transmission, I -Net usage and other technical topics. Interfaced with cable operators, industry officials and subscribers regarding consumer electronic equipment (television, VCR, converter, etc.) interconnect issues. Construction Oversight. Managed cable television inspections program and complaint handling staff. Developed a comprehensive inspections manual, inspections reporting procedures, construction standard compliance procedures and computerized complaint records and statistics. Government, Consumer, Press, and Industry Affairs. Served on the Board of Directors of the National Association of Telecommunications Officers and Advisors (NATOA) to confront a wide range of national telecommunications issues. Locally, worked directly with citizens' groups and County Board of Supervisors' Offices in developing policy and resolving critical, cable - related problems. Served as a spokesperson for Fairfax County on cable television matters before members of the press. Noted speaker at many government and industry forums. Magnavox CATV Systems, Inc. Manlius, New York 1980- 1989 Product Specialist for Amplifier Svstems Managed largest and most profitable product line for this major cable television equipment manufacturer. Accomplishments included: Market Research and Analysis. Assessed general industry and specific customer growth, capabilities and trends for the purpose of discerning and meeting the market's service and equipment needs. One effort culminated in the introduction of Magnavox's Upgrade/Rebuild Analysis Service which resulted in increased sales. Analyzed competitors' product lines, strengths and weaknesses. Marketing Communications. Provided narration and editing expertise for audio - visual presentations (videotapes, slide shows, etc.). Prepared production specifications, copy and sample layouts for catalogs, brochures and advertisements. Disseminated information to the media through press releases and interviews. CATV Systems Engineering and Architectural Design. Formulated architectures and performance specifications for thousands of plant -miles of both residential and institutional networks. Conceptualization, Implementation, and Marketing of New Products. Formulated desired product specifications, features, costs, and pricing policies for a broad range of amplifier system products. Results included the development of new, advanced, higher bandwidth distribution systems. Technical Sales and Industry Training. Prepared and presented numerous sales training sessions on individual, regional and national levels. Participated in many Society of Cable Television Engineers Lakeville RFP CBG Communications, Inc. (SCTE) regional and national seminars. Presented major papers on system reliability and system architecture. In -Plant and Outside Management and Liaison Functions. Organized and participated in many product review teams with representatives from the administration, manufacturing, engineering and quality assurance departments for the purposes of product development analysis, problem solving and factory expediting. Served as an interface with both domestic and foreign distributors and industry associations. Technical Marketing Support. Involved in numerous outside and in -plant customer visits, including product demonstrations and temperature chamber cascade tests. Represented the company at national and regional trade shows. EDUCATION Syracuse University, Syracuse, New York 1978-1979 S.I. Newhouse School of Public Communications M.S. Telecommunications /Film. Graduated with honors, Dean's list all semesters. Recipient of the A. William Bluem Award for outstanding service as a Graduate Teaching Assistant. Towson State University, Towson, Maryland B.A. Mass Communications. Graduated Summa Cum Laude. 1974-1978 National Association of Telecommunications Officers and Advisors (NATOA). Board of Directors, Science and Technology Committee,, Legislative Affairs Committee, Editorial Board. Society of Cable Telecommunications Engineers. 10 Lakeville RFP CBG Communications, Inc. 4. REPRESENTATIVE LIST OF CURRENT CLIENTS REPRESENTED ON SIMILAR PROJECTS Twin Cities Area (Current and Past) — CBG's principals have performed numerous technical review and audit functions, PEG, community and I -Net needs ascertainments, and other processes related to past performance evaluation and in developing requirements and language for inclusion in franchise renewals. Other work that CBG's principals have performed in the Twin Cities includes projects for: the Quad Cities, Ramsey /Washington Counties, North Metro, Bumsville/Eagan, St Paul, Minneapolis and MTN, NDC4, Shakopee and South Washington County. In addition, Dick Nielsen had a significant role in maintaining the subscriber systems in many of these locations as well as designing and building the I -Nets that serve many Twin Cities jurisdictions. North Suburban Communications Commission (NSCC), Suburban St. Paul, MNArea (Current) — CBG has recently completed a technical review and system technical audit services in the 10 member cities of NSCC. CBG, during the driveout /system inspection found in excess of 300 issues of violation of the National Electric Safety Code (NESC), the National Electric Code (NEC) or generally accepted best engineering practices. A list of these issues was compiled and included in a Final Report to the NSCC with recommendations for a near term reaction by NSCC and Comcast in curing these issues and ensuring a more robust inspection, reporting and repair process going forward. CBG also performed audit processes related to the I -Nets serving the 10 member cities of NSCC. In addition, the project included a review of existing and projection of future high definition digital PEG transport and playback systems as well as projections of other future production needs. This technical audit provides the NSCC with an understanding of the current condition and operation and future capabilities of the subscriber and institutional networks operated by Comcast. This project included review of the FCC Public File, including Proof of Performance and CLI documentation, as well as review of service call and outage documents, system design specifications and other pertinent system documentation. St. Paul, MN (Current) — CBG is performing a variety of technical tasks related to the subscriber cable system and I -Nets serving the City of St Paul. This project also includes both a subscriber and Institutional Network Technical Audit as well as review of the FCC Public File, including Proof of Performance and CLI documentation, service call and outage documents, Subscriber and I -Net system specifications and design characteristics and other pertinent system documentation. The project also involves review of existing and projection of high definition PEG transport, playback and production systems including projections of associated cable system real -time and on- demand capacity. Philadelphia, Pennsylvania (Current) — Ongoing work concerning franchise oversight issues concerning Verizon and Comcast. CBG developed comprehensive revisions to the ROW Management fee structure, including an Annual Fee per provider that includes permitting and ongoing management components, as well as a street degradation fee; also developed a master ROW ordinance, now in place in the Philadelphia Code. Work to -date also includes a detailed study of infrastructure placed by numerous telecommunications and other utility providers and negotiations on ROW Use terms and conditions with multiple providers, development of ROW Management policies, procedures and regulations. 11 Lakeville RFP CBG Communications, Inc. CBG Communications, Inc. has numerous additional clients and examples of similar work performed to the highest level of satisfaction of our clients. We are glad to provide more of these previous projects and clients if desired. Clackamas County, Oregon (Current) — Ongoing work currently involves support to the County related to technical evaluations, needs assessments and reviewing the County's cable operators' compliance with requirements under the franchises. This also included assessment of compliance with FCC technical standards and requirements and NEC and NESC codes.CBG has completed multiple Community Needs Ascertainments for Clackamas County. As part of these ascertainments, CBG reviewed the production, post - production and video transport environments of Clackamas Community College, North Clackamas and other school districts, Willamette Falls Community Access and the County's Government Channel, including assessing and making recommendations on migration to a high definition production environment. These portions of our project also included assessments through surveys and focus groups to better understand general residential community needs as well as needs as they relate to PEG Access. CBG then made recommendations to the County on what improvements or changes are needed to better serve the general public regarding access operations and programming within the County and cable TV service as a whole. City of Shakopee, Minnesota (Past) — CBG completed a technical evaluation of the Shakopee subscriber system encompassing review of the FCC Public Fite as well as internal outage, service level, and other system maintenance documentation. In addition, a driveout of the physical plant was completed to evaluate the system's compliance with the National Electrical Code and National Electrical Safety Code. This included inspection of the main line plant as well as drops to the home and involved on -site discussions with senior cable system engineering and technical staff. CBG also supervised system FCC Proof of Performance testing and reviewed the overall quality of all channels on the subscriber system. 5. PROFESSIONAL REFERENCES Cor Wilson, Executive Director North Suburban Communications Commission/ North Suburban Access Corporation (CTV) 2670 Arthur Street Roseville, MN 55113 Phone: (651) 792 -7500 E -mail: cwilson(aictvI5.org Mike Reardon, Cable Communications Officer 68 City Hall 15 Kellogg Blvd., West Saint Paul, MN 55102 Phone: (651) 266 -8875 Email: Mike.Reardon a,ci.stnaul.mn.us Debbie McCoy, Manager Clackamas County Cable Communications 12 Lakeville RFP 2051 Kaen Road Oregon City, OR 97045 Phone: (503) 742-5902 E -mail: debbiest(ako.clackamas.onus Additional references can be provided upon request CBG Communications, Inc. 13 Lakeville RFP CBG Communications, Inc. Scope of Services - Physical Plant Inspection of the Subscriber Network CBG will work with Moss & Barnett and City staff in a manner that draws on their significant history, background, experience and expertise. By leveraging all available resources, CBG will be able to ensure that the Technical Review will accurately represent the current condition of the cable television system throughout the entire City. We will further ensure that the subscriber cable system is thoroughly evaluated, so that both existing issues and requirements for the future are well documented. CBG Communications, Inc. has read the Scope of Services regarding the Technical Review and we have developed the following Scope of Work to provide Moss & Barnett and the City with the background information on the condition of Charter's network and the level of compliance with the NEC, NESC, pertinent ordinances and good engineering practices. Review of Existing Documentation - CBG will review relevant documents and meet with staff to determine a strategy based on the staff s experience including documented and anecdotal understandings of the condition of the subscriber Network. CBG will review the technical and operational standards that apply to Charter and provide a summary in the final Report. The Review will begin with the review of pertinent documentation including: • Franchise Agreements Memos of Understanding • Relevant ordinances Physical Plant Inspection of the Subscriber Network - CBG will utilize the information gleaned from the above task and work with the City to plan and refine the overall Technical Review process including the sampling methodology to determine safety code compliance of the cable plant including: the fiber optic and coaxial transmission systems and subscriber installations or drops to the residence or business. The review of the system will encompass a representative system drive -out to include all major portions of the City including single family residences, multiple dwelling units, businesses and non - commercial /non- residential buildings. In addition, CBG will review specific areas of concern that the City has, if any exist. The Technical Review will encompass 20% of the City based on the City's total Centerline mileage of roads in the City. This inspection will result in a determination of the over -all condition of the system from a safety, functionality and aesthetic standpoint. CBG will determine the level of compliance with the Franchise, pertinent City ordinances, Charter's procedures, the National Electrical Code (NEC) and the National Electrical Safety Code (NESC) as well as good engineering practices. After review and discussion with Moss & Barnett and the City, CBG will either perform a ride - out independently or with City staff, to look at physical plant characteristics. This inspection will include the cable distribution plant comprised of the fiber optic, trunk and feeder systems, drops to the subscribers' residences. The outside plant inspection will include aerial plant 14 Lakeville RFP CBG Communications, Inc. inspection for issues such as clearance of the cable TV plant from the ground and other utilities, and attachments at poles and buildings including the drops to homes and businesses. Both underground and aerial plant will be inspected for proper grounding and bonding of the cable TV distribution system and subscribers' drops as well as other potential problems or violations. Furthermore, the underground portion of the system will be inspected for enclosures or pedestals that are cracked and not closed properly, drops that are not completely buried from the pole or pedestal to the building, etc. CBG will develop a list of violations of safety codes and cite the code that applies to the infraction along with the address or location of each violation. This list will become an Attachment to the final report with a discussion in the Report detailing the overall level of compliance with pertinent codes. CBG will report imminent safety concerns to City staff or directly to Charter in the event staff is unavailable. These will be included in the Attachment to the final report. Presentation of Findings - Written Technical Report CBG will develop a detailed report that indicates all findings from the above technical review processes and that thoroughly assesses the current condition of the system. The Report will include representative photographs of the findings as well as a listing of all findings and the corresponding code not being met by Charter. CBG will then make appropriate recommendations, where necessary to bring the system into compliance with the Franchise, pertinent ordinances and codes. In addition, CBG will develop recommendations regarding future system requirements. CBG will then assist Moss & Barnett to take the findings of the technical review and turn them into realistic requirements, objectives and strategies with respect to the franchise renewal process. The Written Technical Report will be delivered to the City within three weeks of completion of inspection services. 6. PROJECT TIMELINE Projects such as this one typically take 2 - 3 months, (May 1st through late June /early July 2012) It is critical that we work with Moss & Barnett and the City to develop a work plan upfront that meets franchise renewal needs. We can start on this important project, based on an award in April, as early as late April, 2012. CBG Communications, Inc. strives to provide the best support to our clients based on our experience as shown above. CBG is often retained for follow -up work after the initial project is completed. Although our experience and insight are certainly significant contributors to this, timeliness and availability are also key to keeping our clients satisfied. 15 Lakeville RFP CBG Communications, Inc. 7. COST OF SERVICES CBG will complete a project that encompasses all of the tasks described above for a not to exceed task hours plus reimbursable expenses as outlined below. The following outline identifies cost estimates for the completion of the Technical Review as defined in the Scope of Services above. Scope Tasks Key Personnel Task Hours Cost Technical Review Dick Nielsen 80 $13,200 Expenses (mileage, meals, etc.) $550 Project Total $13,750 Note: CBG will perform the above tasks out of our Saint Paul, MN office. Therefore we will not have any travel expenses outside of mileage while working on the project. CBG will work with Moss & Barnett and City staff to devise a work plan and associated cost which will meet the City's needs for all services desired. CONCLUSION CBG appreciates the opportunity to provide Moss & Barnett with this Proposal to provide Technical Review Services. We have the requisite expertise and local and national experience to competently, efficiently and expeditiously provide the services and results the City requires in preparation of franchise renewal processes. Please do not hesitate to contact me if any additional information or clarification of the information contained in our proposal is needed. We hope to be of service. Sincerely, Dick Nielsen Senior Engineer /Project Manager CBG Communications, Inc. 1597 Race Street Saint Paul, MN 55102 P: 651- 340 -5300 F: 866 -611 -7445 C:651 -592 -1927 16 DECISION RESOURCES, LTD. 3128 Dean Court Minneapolis, Minnesota 55416 (612) 920 -0337 Project Manager: Peter J. Leatherman The Firm Decision Resources, Ltd., is a full- service market and survey research firm. DRL was incorporated in 1983, and has served clients across the nation in the private, public, and political sectors. The firm's main offices are located in Minneapolis, Minnesota. As a full- service firm, all word processing, duplication, printing, sample selection, interview tabulation, and computer analysis are undertaken on -site. All telephone surveys are conducted at the DRL phone banks located in Saint Paul. Company personnel administer local in -home and elite /specialized interviews, as well as all residential telephone surveys. The company is composed of forty full -time and part-time employees. The main principals of the firm possess extensive backgrounds in marketing, public affairs, survey research, and statistical methods. This cross - disciplinary background allows DRL to approach research problems from many different perspectives, and to evaluate potential strategies from a myriad of theoretical bases. Principals William D. (Bill) Morris, President Bill Morris brings more than 35 years of experience as a survey researcher and policy analyst working in the public sector. He taught both graduate and undergraduate Political Science classes at the University of Minnesota, University of Saint Thomas, and Augsburg College for over twenty years. Between 1981 and 1983, he was State Party Chairman of the Independent - Republican Party of Minnesota. Bill holds a Ph.D. in Public Policy Analysis from Camegie- Mcllon University, with an emphasis on statistics and mathematical modeling. Peter J. Leatherman, Research Director Peter Leatherman has worked for Decision Resources, Ltd., for 18 years, and has been Research Director for 13 years. As Research Director, he oversees all aspects of the survey process, from sample selection to preliminary data analysis. In addition, Peter is a trained facilitator of focus groups and other qualitative research. Peter holds a B.A. in Political Science and History from Augsburg College. Diane H. Traxler, Managing Partner Diane Traxler has worked for over 30 years with local governments in managing research projects cost - effectively and on -time. She also possesses extensive experience in organizing and successfully executing informational, communications, and political campaigns. Diane holds a B.A. in American Studies from the University of Minnesota and has completed graduate level eoursework in Political Science. Selected Recent and Current Clients Blue Cross /Blue Shield Clearway Minnesota Minnesota Business Partnership Minnesota Chamber of Commerce Minnesota Department of Transportation Minnesota League of Women Voters Minnesota Public Land Trust Project 515 Albany Public Schools Elk River Area Public Schools Anoka - Hennepin Public Schools Lakeville Public Schools Centennial Public Schools Minnetonka Public Schools Duluth Public Schools Moorhead Public Schools Eastern Carver County Public Schools Mounds View Public Schools Eden Prairie Public Schools South Washington County Public Schools Edina Public Schools Waconia Public Schools And 50 other School Districts across Minnesota and the Country City of Burnsville City of Lakeville City of Champlin City of Minnetonka City of Chaska City of Northfield City of Crystal City of Saint Louis Park City of Coon Rapids City of Prior Lake City of Eden Prairie City of Rochester City of Edina City of Woodbury City of Hopkins And 60 other communities across Minnesota and the Country Northwest Community Television Burnsville -Eagan Cable Communications Commission Mr. Greg Moore Executive Director Northwest Community Television 6900 Winnetka Avenue North Brooklyn Park, MN 55428 763 - 533 -8196 gmooreamwct.ore Quad Cities Telecommunications Commission Northern Dakota County Professional References t Parts of the survey undertaken for each of these clients considered the effectiveness of the cable communications networks serving the relevant geographic area. Mr. John Gunyou City Manager Minnetonka City Hall 14600 Minnetonka Boulevard Minnetonka, MN 55345 952- 939 -8200 igunyou ii,eminnetonka.com Mr. Jamie Verbrugge City Manager Brooklyn Center City Hall 5200 85` Avenue North Brooklyn Park, Minnesota 55443 763 - 493 -8001 Jamie .verbru¢eenabrooklnnpark.ore Time Line The general timeline for a project of this size and complexity is approximately six weeks from initial planning to final results and analysis. Planning— Week 1 -2 1. Planning with the City of Lakeville to establish the topics to be covered in the survey. Based on these topic concepts, DRL will word specific, neutral questions. This activity can be completed by in- person, by telephone and/or fax, depending on client wishes, within one week of the initiation of the contract. 2. Steps to structure the questions and obtain final approval of the survey instrument. These activities can be completed within two weeks of the initiation of the contract. 3. Final determination of the field dates for interviewing. Fieldwork — Weeks 3 -4 4. Pre - testing and, if needed, approval of resulting revisions. This activity is generally completed by the second day of fieldwork. The DRL Telephone Bank is located in Saint Paul, Minnesota. The average longevity of our telephone interviewers is six years — stability unique in the survey research field. A number of our interviewers also are fluent in other languages — Spanish, Hmong, Somali, Chinese (Mandarin), and Arabic — and are able to immediately engage with a non - English speaking interviewee. This has allowed us to minimize hang -ups from foreign speakers. 5. Completion of all fieldwork within a two- to-three week period. Analysis — Weeks 5 -6 6. Analysis and preparation of the Report of Findings. All analytical tests and commentary will be available within two weeks after completion of the field work. These work products will be presented at a meeting with the City of Lakeville. 7. Delivery of the final written report to the City of Lakeville. DRL will actively work with the City in structuring the information and communications effort to best meet the findings of the survey. 8. If needed, DRL will provide additional analysis and answers to questions raised by the report and/or its implications. Research Design and Costs Decision Resources, Ltd. proposes to conduct a survey of 400 randomly selected households from cable subscriber lists provided by the cable television company. - The projectability of the 400 households sample is within f 5.0% of the entire population of cable subscribers. - The 400 households sample is of sufficient size to permit the list to be divided into a maximum of four or five categories for more detailed analysis, such as age, mobility, home ownership, location of residence, presence of children, and other demographic characteristics. - The random sample insures that residents with unlisted telephone numbers and cell - phone -only households will be accurately represented in the sample. To insure the integrity of the sample, DRL places the most exacting sampling standards in the industry. - Before an alternate household is substituted for a designated target, at least twenty tries are made to contact the initial households during a seven day period. - The telephone calls take place during various times on weekday evenings and during the weekend. - DRL interviewers are also instructed to seek convenient appointments with interviewees, cutting DRL's non - contact rate to less than five percent on average; most survey research companies post non - response rates of over 25 %. - An unbiased selection process is also used to identify the adult member of the household to be interviewed. - To validate the completed sample, the latest updated Cable Television Company population characteristics are utilized as a standard of comparison. The questionnaire would be administered by DRL trained and supervised personnel. DRL's data management system will insure both access to the most current analysis programs and confidentiality of the data set. The City of Lakeville will be presented with two bound copies of the final report highlighting all the major findings of the study. DRL will work cooperatively with the City to present findings, conclusions and recommendations based on the survey results. DRL will also speak to any major differences from and similarities with other Cable television survey findings. A volume of all computer- generated cross tabulations and other multivariate statistical techniques will also be provided. A formal presentation and discussion of the results of the study will be scheduled at a venue of the City's choice. This presentation will include both full -color charts in both electronic and handout forms. The cost of a survey is driven by two factors: sample size and questionnaire length. A basic study whose parameters are a maximum of 50 questions administered to a 400 households random sample of cable television subscribers would cost $12,500.00. Each additional question would increase the total cost by $135.00. Even the most comprehensive franchise evaluation survey conducted in the past by DRL had a total of 80 questions — this included an in -depth look at community programming. Therefore, we would set the TOTAL COST NOT TO EXCEED at $16,500.00; we would also set the probable cost at $14,500.00 based on past surveys. As company policy, DRL requires one -half of the cost prior to the commencement of field work; the remainder is due upon delivery of the final written report. Unless otherwise arranged, DRL invoices clients for the initial payment at the time of the initiation of the contract; the remainder is due at the time of the receipt of the final written report. If you require any further information from us, feel free to contact Diane Traxler, Peter Leatherman, or me. We look forward to the opportunity to again work with the City of Lakeville, but, in any case, wish you well with this project. Holly Hansen Consulting April 16, 2012 Via Email City of Lakeville C/o Brian T. Grogan, Esq. Moss & Barnett 4800 Wells Fargo Center 90 South Seventh Street Minneapolis, MN 55402 Re: City of Lakeville PEG Access Review Dear Brian: Thank you for the opportunity to respond to the Request for Proposals for a PEG access review for the City of Lakeville, MN. My proposal for services in this regard is enclosed. Please let me know if you have any questions concerning my proposal. I look forward to hearing from you and to being of service to the City of Lakeville and Moss & Barnett. Sincerely, cp / Holly M. Hansen Enclosure (1) cc: Terri Hammer 000 0000 00000 Ossui 5440 Vernon Avenue South #131 . Minneapolis, MN 55436 . 612.207.8709 . HollyMHansen @comcast. net City of Lakeville PEG Access Review Submitted by: Holly Hansen Consulting 5440 Vernon Avenue South #131 Edina, MN 55436 612 - 207 -8709 HollyMHansenAcomcast.net CITY OF LAKEVILLE, MN Proposal: PEG Needs Assessment 4 -16 -2012 INTRODUCTION Holly Hansen is an experienced cable consultant who is familiar with the issues facing local franchise authorities (LFAs) in the cable franchise renewal process. She has performed PEG (Public, Educational and Governmental) access needs assessments for small and large communities to provide documentations and support for their franchise renewals. She has assisted communities and PEG access facilities with strategic and long -range planning related to organizational structure and staffing; PEG channels, equipment, programming and interconnections; and franchise administration. Ms. Hansen served as an executive director for small and large cable commissions in the Twin Cities and as the cable officer for the City of St. Paul for over 20 years. Her day -to- day responsibilities in these positions included planning and overseeing the construction of PEG access studios and facilities, managing staff, overseeing annual budgets in excess of $2 million, developing and managing an Institutional Network serving over 100 city facilities. Other responsibilities included negotiating franchise compliance issues such as customer service, safety codes, public access support, and overseeing construction of institutional and subscriber networks, and managing franchise renewal, She has spoken on several of these topics at conferences held by NATOA (National Association of Telecommunications Officers and Advisors), ACM (Alliance for Community Media), and MACTA (Minnesota Association of Community Telecommunications Administrators). Her experience also has given Ms. Hansen a solid understanding of internal and external city communications and dynamics which provides added value to her clients. She has served on the League of Minnesota Cities' Telecommunications Task Force and worked to develop policies and legislation to represent and protect cities' interests at the state and federal levels. Ms. Hansen also provided leadership to Minnesota cities as a president and board member of MACTA (Minnesota Association of Community Telecommunications Administrators) for nine years. Cable franchises are essentially long -term contracts and decisions made in the renewal process have lasting effects on the community. The renewal process challenge cities to forecast their community's future cable communications needs and interests in an ever - changing legal, technical, and political environment. A well - designed needs assessment ensures that the process is representative of the community, examines and documents the community's needs and interests, anticipates the future, and provides a solid basis for franchise renewal negotiations. Holly Hansen has the knowledge, experience, and skills to design and conduct a needs assessment that the City of Lakeville will be able to rely upon as it prepares for its franchise renewal with Charter Communications. -1- inWllWYwuOGWNNWMW4WI fIN��gHO1�pN��YL�W WN4IYVLWUIUYLWLW W WMW WIWYIIUYIWUW W�tiW4W WuNetl�muuM�tiWlumW WuYWbYYUYU41o�1VIWN�WUwMi44u�WJW W W WY4WWmuiuJW Holly Hansen Consulting • HollyMHansen(alcomcast.net • 612.207.8709 CITY OF LAKEVILLE, MN Proposal: PEG Needs Assessment 4 -16 -2012 It is the understanding of the Consultant that the City of Lakeville will be negotiating cable franchise renewals with Charter Communications as the existing franchise expires on or about October 26, 2013. The City's RFP has asked that the following services be provided: 1. Review and evaluate the current franchise documents regarding educational and governmental access, live two -way connections and related provisions. 2. Review the access operations, equipment and services. 3. Interview City /access personnel as needed. 4. Provide written recommendations for future access operations, capital and equipment costs and the PEG needs and interests of the City for the City's use in renewal proceedings. In addition, the City has asked for a project timeline, a not -to- exceed total project cost, and other relevant information. This proposal responds to the above requests. The findings from the study and recommendations will be compiled into a written report that will provide support to the City of Lakeville in its franchise renewal negotiations with Charter Communications. Overall Project Design This project is estimated to take six weeks from the planning stage through the final report stage. This proposal includes a document review; group and in -depth interviews; a review of government and educational access operations, equipment and services; and a final written report. These elements are more fully described below. A series of group and in -depth interviews will be held with key stakeholders who are knowledgeable about the City's cable television needs and interests, current govermnental and educational programming, and channel use. In -depth interviews would be held with the City's communications director and the programming staff for Government Channel 16 to review government access operations and services Group interviews would include the following types of participants: representatives from city departments such as Police, Fire, Administration, IT, Parks, Water Treatment, and the Arts Center. In addition, representatives from the City Council, Cable TV Board, Planning Commission, and Arts Center Board could also be included in the group interviews. One interview would be conducted with representatives from ISD 194 -2- Holly Hansen Consulting r HollyMHansenCla comcast.net • 612.207.8709 CITY OF LAKEVILLE, MN Proposal: PEG Needs Assessment 4 -16 -2012 regarding educational access operations, needs and interests. Final decisions regarding who to invite to the group interviews would be made by the City and Consultant during the planning phase of the project. Franchise documents and other documents related to PEG such as channel usage, programming, policies and equipment will be reviewed and evaluated. On -site reviews of the equipment and facilities for governmental and educational access will be conducted and estimates for equipment and capital expenditures over a renewal franchise period will be developed and included in the written report, along with other findings and recommendations. The final design of the project will be determined in the planning phase with City staff responsible for the project. It is anticipated that City staff will be involved in the project and assist in identifying key individuals to be included in group interviews, inviting and confirming attendance at the group interview sessions, and providing meeting space for the group interviews. Document Review The Consultant will conduct a targeted document review to determine the current franchise requirements regarding PEG access and whether those requirements are being met by Charter. Depending upon availability, documents related to programming, equipment inventories and usage, channel schedules, policies, annual reports, and other PEG - related records will reviewed by the Consultant. Group and In -Depth Interviews Four group /in -depth interviews will be conducted by the Consultant; each session will be approximately two hours in length. Participants would include City staff, representatives from City Council, the City's Cable TV Board, other city commissions, and representatives from ISD #194. The Consultant will develop a discussion guide based on the City's stated objectives. Access Operations Review One in -depth interview will be conducted with City government access staff, discussion areas will include operations, services, issues related to Charter Communications, other technical, and other related issues. Equipment Review and Research The Consultant will perform an on -site review of the equipment and facilities currently in use at City and ISD #194 facilities, and estimate equipment and capital needs and costs over a renewed franchise term. Report A written report will be prepared for the City that will highlight key findings from the document review, main themes from the group and in -depth interviews, estimated equipment needs and costs over the term of a renewal franchises, and recommendations. The Consultant will be available by phone and email to respond to any question the City may have regarding the report. An in- person presentation of the report is optional and is listed as such under the following project costs. -3- Holly Hansen Consulting s HollvMHansen(cbcomcast.net • 612.207.8709 CITY OF LAKEVILLE, MN Proposal: PEG Needs Assessment 4 -16 -2012 PROJECT TASKS, COSTS, AND TIMELINE SK Project Planning: Weeks 1 - 3 10-12 $1,000 - $1,200 • Discuss project with City officials to confirm objectives, franchise- related issues, key stakeholders, etc. • Request and review franchise and PEG documents. • Develop group interview discussion guide, PEG in -depth discussion guide, and equipment review guide. Project Implementation: Weeks 3 - 4 22-24 $2,200 - $2,400 • Conduct four group /in -depth interviews. • Conduct government access staff interview /operations and services review. • Conduct access equipment/facility review at City and ISD #194 facilities. • Research equipment and costs for renewal franchise term. Data Analysis and Report: Weeks 4 - 6 18 -20 $1,800 - $2,000 • Analyze all data and identify themes and priorities. • Conduct follow up communications with City and School District as needed. • Review /analyze equipment costs and trends. • Prepare written report of findings and recommendations. Optional: 2 $200 • In-person pres ervation of report. Expenses $100 - $125 • Milea e, rintin , osta e (estimate). • Consultant's rates are $100.00 per hour. • Cost of proposed project not to exceed $5,925. CONCLUSION Holly Hansen Consulting appreciates the opportunity to provide the City of Lakeville with this proposal. Ms. Hansen has the experience and expertise to competently assist the City in its PEG access review /needs assessment and provide a solid basis for franchise negotiations with Chatter Communications. Ms. Hansen is available to work on this project at the City's convenience and looks forward to being of service to the City of Lakeville. 4- Holly Hansen Consulting • HollyMHansen(oacomcast.net • 612.207.8709 CITY OF LAKEVILLE, MN Proposal: PEG Needs Assessment 4 -16 -2012 Holly Hansen is the principal of Holly Hansen Consulting, which is a sole proprietorship. She has been involved in cable television franchise management since 1985. In her management positions, she negotiated transfers of ownership, franchise renewal, and settlement agreements for franchise non - compliance. Holly also managed PEG operations, oversaw PEG contracts, and developed three PEG facilities. She negotiated a rebuild of the institutional network for the City of St. Paul, MN and transformed it from an abandoned, poorly functioning network into the network of choice for over 100 city department locations. She also developed the city's fiber institutional network, which interconnected city locations with the State of Minnesota, two counties, and several cities. Ms. Hansen began her consulting practice in 2005 and has focused primarily on serving the public sector in cable communications issues such as community needs ascertainments for franchise renewals and community fiber networks, franchise consulting, and strategic planning. This work has involved qualitative research methods including conducting focus groups and in- depth interviews with community leaders, stakeholders, and citizens. In quantitative research, she has developed questionnaires for on -line, in- person and telephone surveys, analyzed data, and written extensive and summary reports Holly has assessed PEG facility and equipment needs and developed financial projections for equipment replacement schedules for large and small organizations. She has also developed cost models for the provision of various PEG services to assist organizations in analyzing their costs and developing new revenue streams. Ms. Hansen is the co -chair of the Minnesota Chapter of QRCA (Qualitative Research Consultant's Association) and a member of the national Technical Committee. She served for nine years on the board for the Minnesota Chapter of NATOA (National Association of Telecommunications Officers and Advisors), including five years as President and Vice President. B.A. cum laude, Organizational Management and Business Communications Concordia University - St. Paul, MN Employment Background Holly Hansen Consulting 2005 — Present Minneapolis, MN Cable Communications Officer 1993 —2005 City of St. Paul, MN Executive Director 1989-1993 Northern Dakota County Cable Communications Commission (NDC4) Northern Dakota County Community Television (NDCTV) Inver Grove Heights, MN -5- Holly Hansen Consulting • Hof lyM Hansen (ftomcast.net .612.207.8709 CITY OF LAKEVILLE, MN Proposal: PEG Needs Assessment 4 -16 -2012 CITY CABLE CLIENTS Bismarck, ND Conducted PEG community needs assessment for cable franchise renewal. Performed qualitative and quantitative research, including focus groups, in- depth interviews, and quantitative survey. Columbus, OII Provided consulting services regarding resolution of PEG channel franchise provisions in an environment with three cable operators. Eagan, MN Provided consulting services to city management on franchise administration and related issues. East Bethel, MN Conducted PEG needs assessment for cable franchise renewal. NATOA Developed questionnaire for use in an on -line Washington, D.C. survey of members. Presented survey findings at NATOA conference. North Metro Community TV Assisted organization in developing a strategic Blaine, MN plan. Conducted staff /organizational goal setting workshop. North Suburban Cable Assisted organization in long range planning and Communications Commission goal setting at the commission level. Roseville, MN North Suburban Community Television Conducted staff development and planning Roseville, MN workshops. Developed cost models for the provision of PEG services. Orange Beach, AL Conducted community needs assessment for cable franchise renewal and franchise compliance issues. Red Wing, MN Developed quantitative telephone survey to determine community interest in a fiber network. Conducted a PEG needs assessment for cable franchise renewal. Southwest Suburban Cable Conducted a PEG needs assessment for cable Commission: franchise renewal. Eden Prairie, Edina, Hopkins, Minnetonka, Richfield, MN Tucson, AZ Conducted a PEG /community needs assessment for cable franchise renewal. Worthington, MN Conducted PEG needs assessment for cable franchise renewal involving 2 cable companies. Conduct strategic planning session for board. " Holly Hansen Consulting • HollyMHansenCabcomcast.net • 612.207.8709 CITY OF LAKEVILLE, MN Proposal: PEG Needs Assessment 4 -16 -2012 *61Z krt44a401Mei: zF-Ar00]01 Holly Hansen Consulting (sole proprietorship) 5440 Vernon Avenue South #131 Edina, MN 55436 Phone: 612- 605 -7303 Mobile: 612- 207 -8709 E -mail: HollyMHansen(ct�,eomcast.net CLIENT REFERENCES Scott Neal City Manager City of Edina, MN Phone: 952 - 826 -0401 E -mail: snealna EdinaMN.Rov Craig Clark City Administrator City of Worthington, MN Phone: 507- 373 -8622 E -mail: cclark &ci.worthington.mn.us Laura Blair Information Technology Director City of Red Wing, MN Phone: 651- 385 -3699 E -mail: lura.blairC&ci.red- wing.mn.us -7- Holly Hansen Consulting • HollvMHansen(c comcast.net • 612.207.8709 ENGAGEMENT AGREEMENT This Engagement Agreement sets forth the agreement between the City of Lakeville, Minnesota ( "City's and Moss & Barnett, A Professional Association ("Moss & Barnett', concerning legal representation to renew the cable television franchise held by Charter. For purposes of this representation, Moss & Barnett understands that its client is the City not any of its individual officers, agents or employees or any other entity. A. The scope of the engagement is to assist the City in connection with drafting and negotiating a cable television franchise with Charter, advising the City regarding the renewal process to be followed and related services as directed by the City. Moss & Barnett's 2012 hourly rates for communications work on behalf of municipal clients range from $140 /hour for paralegal work to $395 /hour for senior partner work. Moss & Barnett generally finds that the average hourly rate for municipal franchise renewal work is approximately $275 /hour. B. Moss & Barnett will represent the City with Brian Grogan as the primary attorney responsible for all services. While other professionals at Moss & Barnett may perform services on the City's behalf in connection with the services referenced above, it is understood and agreed that Brian Grogan will not be removed or replaced as the primary and responsible attorney for all services without the prior written consent of the City. Moss & Barnett will use its best judgment to determine the most economical use of its attorneys and staff personnel. C. The City will receive an itemized statement of its account from Moss & Barnett on a monthly basis, which summarizes the services rendered, and the costs and expenses incurred on the City's behalf. Moss & Barnett reserves the right to increase the hourly rates of any attorneys and staff. Such increases will, however, not be implemented without the prior approval of the City. Time is billed by the one -tenth of an hour, which is the minimum time charged for any service. Billed time includes all time spent on the City's behalf in connection with the matter referenced above, including conferences, telephone calls, drafting and reviewing of documents and memoranda, preparing and reviewing of correspondence, negotiations, legal research, interoffice conferences, and travel to and from locations away from the office. D. The City will reimburse Moss & Barnett for all reasonable and necessary costs and expenses which we incur on the City's behalf. These costs and expenses include charges for subcontractors working on the City's behalf, photocopying, delivery and messenger services, WESTLAW, travel, food and lodging. E. The periodic statement of account which the City will receive from Moss & Barnett will include a brief description of activity on the matter. We do not itemize all specific services rendered on a particular date. The City will contact Moss & Barnett in writing within thirty (30) days of receipt of its statement if the City has a question regarding any charges on its statement. If Moss & Barnett does not hear from the City, it will assume that there are no questions or problems. 1961330v1 F. All balances on the City's account are due thirty (30) days after the date of the statement. Interest at the legal rate shall accrue on the unpaid balance of the City's account from the due date. G. Moss & Barnett is a general service law firm that the City recognizes has represented, now represents, and will continue to represent numerous clients nationally and internationally, over a wide range of industries and businesses and in a wide variety of matters. Given this, without a binding conflicts waiver, conflicts of interest might arise that could deprive the City or other clients of the right to select this firm as their counsel. Thus, as an integral part of the engagement, the City agrees that Moss & Barnett may, now or in the future, represent other entities or persons, including in litigation, adverse to the City on matters that are not substantially related to (a) the legal services that we have rendered, are rendering, or in the future will render to the City under the engagement and (b) other legal services that we have rendered, are rendering, or in the future will render to the City (an "Allowed Adverse Representation'. The City also agrees that it will not assert that either (a) this firm's representation of the City in any past, present, or future matter or (b) this firm's actual, or possible, possession of confidential information belonging to the City is a basis to disqualify this firm from representing another entity or person in any Allowed Adverse Representation. The City agrees that any Allowed Adverse Representation does not breach any duty that this firm owes to the City. Moss & Barnett assures that its services will be accomplished in a timely manner and with the cooperation and assistance of the City. In this regard, the City agrees to designate a contact whom Moss & Barnett will contact and who will regularly review, discuss, and meet with Moss & Barnett regarding the services provided, the time for performance of the services, and to assist in arranging meetings, conferences, and other arrangements with City personnel to facilitate the performance of services by Moss & Barnett and to ensure that all information and issues required for review by the City are made available to Moss & Barnett. The City designates Susanna Palm, Communications Manager, as its contact person for this project. I. This Agreement may be terminated for any reason by either the City or Moss & Barnett upon giving thirty (30) days written notice to the other. If such notice is given to Moss & Barnett, it shall immediately cease work. All fees and costs incurred to the date of receipt of the notice will be paid to Moss & Barnett. Otherwise, there shall be no further liability to the City. Although Moss & Barnett is not required to do so, it is Moss & Barnett's policy to retain files for ten (10) full calendar years after a file has been closed. Files will thereafter be destroyed unless the City specifically directs us otherwise. If the City wishes all or a part of the City's file returned to the City, please notify Moss & Barnett as soon as possible. All reasonable steps will be taken to preserve confidential communications and secrets from disclosure to third parties. K. This Agreement contains all of the terms of the services and financial arrangement between the City and Moss & Barnett and can only be modified by a written document signed by both parties. 1961330v1 MOSS & BARNETT, A Professional Association By: Dated: March _, 2012 Brian T. Grogan, Esq., Shareholder CITY OF LAKEVILLE, MINNESOTA 0 Dated: March _, 2012 Its: 1961330V1 EM Moss & Barnett A Professional Association March 30, 2012 VIA EMAIL Ms. Susanna Palm Communications Manager City of Lakeville 20195 Holyoke Avenue Lakeville, MN 55044 Re: Proposal to Conduct a Franchise Fee Review - City of Lakeville, Minnesota ("City' ) Our File No.: 27651.12 Dear Sue: Per your request, this letter will provide the City with a franchise fee review proposal. Moss & Barnett proposes to use its in -house CPA, Yuri Berndt, who has conducted franchise fee reviews on virtually every major cable operator in the United States, including several recent audits of Charter. I have attached Mr. Berndt's resume. Moss & Barnett generally prefers to start with a "review" of fee payments as opposed to a full "audit." By conducting a review the City can determine if significant issues are present and can then determine whether to more aggressively pursue the issues based upon the amount of money in controversy. The "review" will be performed by analyzing the information obtained from the City and Charter. During the review the following tasks will be completed: 1. Verification of revenues; 2. Variance analysis; 3. Verify mathematical accuracy; 4. Review excluded revenues; 5. Customer coding verification; 6. Method of verification; 7. Computing any applicable underpayment; and 8. Analyzing new sources of revenue. .E JIV Moss & Barnett Ms. Susanna Palm March 30, 2012 Page 2 After all the information has been gathered and reviewed, we will summarize all findings and prepare a report. Moss & Barnett fees and costs to conduct such a review for the City is estimated at $6,000 - $8,000 depending upon the level of cooperation provided by Charter in making available the requested documents without the need for multiple requests and delays. If you have any questions or if I can provide any additional information or assistance. Very truly yours, Brian T. Grogan Attomey At Law 612 -877 -5340 GroganB@moss-barnett.com BTG /tlh Enclosure cc: Yuri Berndt, Esq., (via email) 1980662x1 Moss Barnett YURI S. BERNDT Moss & Barnett, A Professional Association 4800 Wells Fargo Center, 90 South Seventh Street Minneapolis, MN 55402 -4129 (612) 347 -0267 / (612) 339 -6686 facsimile BerndtYD moss -ba rnett.com MOSS & BARNETT Minneapolis, Minnesota — Partner practicing in the area of tax and corporate law as well as cable communications and franchising. He represents individuals, partnerships, limited liability companies and other closely -held business clients on a variety of matters. He also works with the firm's municipal clients to conduct franchise fee audits and financial qualification reviews. MCGLADREY & PULLEN, LLP Minneapolis, Minnesota —Tax Manager Responsible for all tax related planning and compliance for 30+ middle market companies in the manufacturing and real estate area Including research memoranda on various tax issues and planning ideas. Additional emphasis in partnerships, limited liability companies, and S- corporations. Responsible for managing, scheduling and supervising 13+ professional staff members. Also responsible for 40+ high net worth individuals tax planning. LANGLAIS. MAY & SCHUMACHER, PA, Hastings, MN — Tax Accountant Researched various partnership tax issues. Prepared tax returns for various large real estate partnerships. MARIGOLD FOODS, INC. Minneapolis, MN — Accounting Intern Internship under Division Controller analyzing, reconciling and preparing accounts receivable reports. Generated and analyzed sales and expense budgets. 711 1 , : r Juris Doctorate, Cum Laude — May 1998 William Mitchell College of Law, St. Paul, MN 55105 Bachelor of Arts Degree, Accounting — May 1992 Gustavus Adolphus College, St. Peter, MN 55082 ORGANIZATIONS Member of the American Bar Association, Minnesota State Bar Association, American Institute of Certified Public Accountants, Minnesota Society of Certified Public Accountants, Tax Section of the Minnesota State Bar Association, Eden Prairie Chamber of Commerce. Mo ss & Barne A Professional Association March 30, 2012 VIA EMAIL Ms. Susanna Palm Communications Manager City of Lakeville 20195 Holyoke Avenue Lakeville, MN 55044 Re: Franchise Renewal - City of Lakeville, Minnesota ("City') Our File No.: 27651.12 Dear Sue: Per your request, this letter will provide the City with information regarding the fees and costs regarding cable television franchise renewal with Charter. Once the survey, franchise fee, technical and PEG reviews are completed a Needs Assessment Report (Needs Assessment) will be prepared and the City will be in position to begin drafting a new cable television franchise or fine tuning the existing franchise to include the needs and interests identified. Next, the draft franchise and Needs Assessment are provided to Charter for its review and comment. Thereafter renewal negotiations commence and reference is frequently made to the Needs Assessment as support for the requirements contained in the draft franchise. Given that I have represented the City for many years on various matters and drafted the existing franchise and regulatory ordinance, I am hopeful that this experience will allow the City to reduce the overall costs of this renewal proceeding. Moss & Barnett has completed franchise renewal matters for similarly sized jurisdictions in the range of $12,000 - $30,000; however, each renewal is dependent upon how aggressive a city may be in the renewal process and what issues a cable operator may raise during negotiations. The above estimates are based on a typical renewal process where controversial issues are not present. If the City's Needs Assessment results in the City pursuing positions likely to be opposed by Charter, it is certainly possible that negotiations could become more adversarial. In that event, the City may need to dedicate additional financial resources based on the positions taken by Charter. Therefore costs can vary significantly depending upon the complexity of the process and the negotiations and the level of cooperation provided by the City. I hope this information is helpful to the City and responsive to the issues you have raised. If you should have any questions or if I can provide additional information or assistance, please feel free to contact me. Very truly yours, Brian T. Grogan Attorney At Law 7 612- 877 -5340 GroganB@moss-barnett.com SJ {7 ,V F S'A! C. 1 NTr+ rl of Sc 'ent!' �I ��t [I,