HomeMy WebLinkAboutItem 08Memorandum
City of Lakeville
Administration Department
To: Honorable Mayor and Members of the City Council
From: Allyn G. Kuennen, AICP, Assistant to the City Ad mini stratorfAssociate Plann
Copy: Steven C. Mielke, City Administrator
Date: May 23, 2013
Subject: Review of Administrative Citation Process
Currently, criminal fines and court ordered penalties have been the most frequent
enforcement mechanism for individuals violating City ordinances. Unfortunately, there are
certain negative consequences for both the City and the accused, which includes the delay of
a prompt resolution, the label as a "criminal" for violations of administrative regulations,
inefficient use of the court system and costs associated with lost staff time and attorney fees.
Exhibit A outlines the City's current criminal citation program.
City Council at their November 2012 work session reviewed information regarding the
creation of an administrative citation program as .an alternative to the, current criminal
citation process and directed staff to prepare a draft administrative citation ordinance and
process for further review.
Administrative citations differ from a criminal citation in that they are processed entirely by
the City and do not immediately involve court proceedings, are not punishable by jail and do
not appear on an individual's criminal record. However, depending on how the City
organizes the administrative citation process, additional legal actions could be initiated for
failure to pay the fine or to complete the corrective actions. The administrative citation
process can also include an appeals process that allows the defendant to have their case
reviewed by an independent party; typically referred to as an administrative hearing officer.
Exhibit B outlines a proposed administrative citation program for the City of Lakeville that
includes an administrative citation hearing appeals process and the option for the City to
refer the case to district court for failure to pay the administrative fine or to complete the
corrective actions.
Administrative citations are generally issued for less serious violations such as zoning non-
compliance, illegal parking or non - moving traffic violations, illegally dumping, tall grass and
noxious weeds, property maintenance issues, junk cars, etc. The attached Exhibit C is a draft
administrative citation ordinance that outlines the general provisions, offenses and
procedures for administering an administrative citation program.
Staff will be available at the May 28' City Council work session to review the enclosed
information and to further discuss the development of an administrative citation program. If
you have any questions, please contact me at 952 -985 -4424 or at akuennen @lakevillemn.gov.
2
City of Lakeville
Current Criminal Citation Program
Code Violation occurs
Violation Corrected
Case Closed
Violation Not Corrected 2nd
Compliance Letter Issued
Violation Not Corrected Criminal
Citation Issued
Court Sustains Criminal
Citation, Case Closed or
Appealed to Higher Court
Court Dismisses Criminal
Citation, Case Closed or
Appealed to Higher Court
EXHIBIT A
City of Lakeville
Proposed Administrative Citation Program
Code Violatio
T
=Compliance Letter Issued
F Violation Corrected Violation Not Corrected 2nd
c Le
Case Closed Compliance Letter Issued
F'
Vlo',! I — I
Violation Not Corrected
Administrative Citation Issued
Fine Paid and Violation Request an
Corrected, Case is Closed Violation Not Corrected Administrative Hearing
Property Owner Issued Criminal
Citation and Case Sent to Dakota
County District Court
Citation Is Citation is Dismissed by
Sustained by Hearing Officer and Case
Hearing Officer is closed
[VEWE'n Not Corrected or Violation Corrected, Fine Appeal Decision to
Hearing or Fine Costs Not and Hearing Costs Paid, Dakota County District
Paid Case is Closed Court
Property Owner Issued
Criminal Citation and Case
Sent to Dakota County
District Court DRAFT
EXHIBIT B,
Chapter 10
ADMINISTRATIVE CITATIONS
1 -10 -1: APPLICATION:
Chapter 10 of the City Code shall govern administrative citations for violations of the City Code.
1 -10 -2: ALTERNATIVE ENFORCEMENT METHODS:
The City Council finds that there is a need for alternate methods of enforcing the City Code.
While criminal fines and penalties have been the most frequent enforcement mechanism, there
are certain negative consequences for both the City and the accused. The delay inherent in that
system does not ensure prompt resolution. Citizens resent being labeled as criminals for
violations of administrative regulations. The higher burden of proof and the potential of
incarceration do not appear appropriate for most administrative violations. The criminal
process does not always regard City Code violations as being important. Accordingly, the City
Council finds that the use of administrative citations and the imposition of administrative fines
is a legitimate and necessary alternative method of enforcement. This method of enforcement
shall be in addition to any other legal remedy which may be pursued for City Code violations.
The administrative citation .procedures established pursuant to this chapter are intended to
provide the public and the City with an informal, cost effective, and expeditious alternative to
traditional criminal charges for violations of certain ordinance provisions. The procedures are
intended to be voluntary on the part of those who have been charged with the administrative
citations. At any time prior, to the payment of the administrative fine as is provided for
hereafter, the.individual may,vuithdraw from. participation in the procedures, in which event the
City may bring criminal charges in accordance with law. Likewise, the City, in its discretion, may
choose not to initiate an administrative offense and may bring criminal charges in the first or
succeeding instances.
1 -10 -3: GENERAL PROVISIONS:
A. A violation of any provision of the City Code or the acts listed below is an administrative
offense which may be subject to an administrative citation, administrative hearing and
administrative fines pursuant to this chapter. Each day a violation exists constitutes a
separate offense.
1. Violate, fail to comply with, or assist, authorize or permit the violation of any
provision of the Lakeville City Code.
2. Violate, fail to comply with, or assist, authorize, or permit the violation of the terms
and conditions of any city approval, including permits and licenses, required and
granted pursuant to the City Code.
EXHIBIT C
3. Knowingly make or submit any false statement, document, or material omission in
connection with any application or procedure required by the City Code.
4. Violation of any of the following general provision of the City Code:
Offense
Ordinance Reference
Parking violations
Noise violation
Nuisance ordinance
Animal licensing, off leash, refuse cleanup
Use of City parks after hours
Deposit of snow or ice in right -of -way
Failure to perform sidewalk snow removal
Hydrant use without City approval
Sump pump discharge creating ice or algae on street
Water use without a or meter
Permit or license not obtained
Grading without a permit
Erosion control
Tracking or leaving debris on City streets
Building/plumbing/HVAC /electric code violation
Watering lawn /odd -even first violation
Lawn and yard maintenance /noxious weeds
I
2
Offense I Ordinance Reference
Non - access to meter fee (after third notice)
Septic ordinance
Zoning and sign ordinance
Dumping illegally (on private property or city right -of -way) I I
Public property infringement
Fire code violation
Recreational fire
Fire alarms (fourth and subsequent calls)
Property maintenance code
B. Upon determining there has been a violation of the City Code, the violator shall be sent a
notice of violation. Said notice shall set forth the nature, date and time of violation, the
name and contact information: of the official issuing the notice, and the deadline for
correcting the violation. In.-,the. case of a. /parking violation, a notice of the
violation. is not required and the City official. may immediately issue an administrative
citation and attach it to the vehicle.
C. If the violation is not corrected within the timeframe given in the notice of violation, an
administrative citation maybe issued. Any officer of the Lakeville Police Department or any
other person employed by the City, authorized by the City Administrator shall have the
authority to issue an administrative citation. The citation shall include the nature, date and
time of violation, the name and contact information of the official issuing the citation, and
the amount of the scheduled fine.
D. Once the administrative citation is issued, the alleged violator may, within seven days of the
time of issuance, pay the amount set forth on the schedule of fines for the violation as
adopted by the City Council resolution from time to time, or may request a hearing in
writing, as is provided for hereafter. The fine may be paid in person at City Hall or sent by
mail with a copy of the citation. Payment of the fine shall be deemed an admission of the
violation.
3
E. Any person contesting an administrative citation pursuant to this chapter may, within seven
days of the time of issuance of the citation, request a hearing by a hearing officer who shall
forthwith conduct an informal hearing to determine if a violation has occurred. The hearing
officer shall have authority to dismiss the violation or reduce or waive the penalty. If the
violation is sustained by the hearing officer, the violator shall pay the penalty imposed
within seven days or withdraw from participation in the administrative procedure by notice
in writing.
F. The City Council shall annually approve a hearing officer and fees associated with their
services to consider the matter for which a hearing is requested. The hearing officer is not a
judicial officer, but is a public officer as defined by Minnesota Statutes. The hearing officer
shall not be a current or former City employee. The hearing officer is authorized to hear
and determine any controversy relating to administrative citations provided for in this
chapter.
G. If the hearing officer sustains the administrative citation the person requesting the hearing
shall be responsible for the cost of the hearing as well as the payment of administrative
citation fine.
H. In all cases, where the person requesting the hearing does not attend and fails to request a
continuance of the hearing at least 48 hours in advance of the scheduled hearing, all costs
incurred by the City attributable to the requested, hearing shall be charged to the requesting
party.
I. Notice of the hearing must be served in person or by mail on the person responsible for the
violation at least seven days in advance of the scheduled hearing, unless a shorter time is
accepted by all parties.: Thy City and the violator shall be each entitled to only one
continuance of a scheduled Fearing.
J. Hearing Procedures. At the hearing, the parties shall have the opportunity to present
testimony and question any witnesses, but strict rules of evidence shall not apply. The
hearing officer shall record.the hearing, receive testimony and exhibits, and maintain a full
record of the hearing. The hearing officer shall receive and give weight to evidence,
including hearsay evidence, which possesses probative value commonly accepted by
reasonable and prudent,p bple in the conduct of their affairs.
K. Imposition of an Administrative Citation Fine by Hearing Officer. When imposing a fine for
an administrative citation, the hearing officer may consider any or all of the following
factors:
1. The duration of the violation
2. The frequency or reoccurrence of the violation
3. The seriousness of the violation
4. The history of the violation
4
5. The violator's conduct after issuance of the notice of hearing
6. The good faith effort by violator to comply
7. The economic impact of the fine on the violator
8. The impact of the violation upon the community
9. Prior record of city code violations
10. Any other factors appropriate to a just result
L. Any person contesting the decision by the hearing officer has the right to appeal the
decision to the Dakota County District Court.
1 -10 -4: RECOVERY OF ADMINISTRATIVE CITATION FINE:
If an administrative citation fine is not paid within the time specified, the city shall file the
citation with Dakota County District Court for persecution as a misdemeanor. The non-
payment or late payment of fines may also result in the following:
A. A late payment fee of 10 percent of the fine may be assessed for a 30 -day period and for a
60 -day period, or part thereof, that the fine remains unpaid after the due date.
B. The amount of the administrative citation fine and the late payment fee must be paid in full.
No partial payments of the fine or the late payment fee will be accepted.
C. Failure to pay a fine is grounds for suspending or revoking a license related to the violation.
1 -10 -5: CRIMINAL PENALTIES:
The following are misdemeanors, punishable in accordance with state law.
A. Failure to pay a fine or request a hearing within seven days after issuance of an
administrative citation.
B. Failure to appear at a hearing which was scheduled.
C. Failure to pay a fine imposed by a hearing officer within seven days after it was imposed, or
such other time as may be, established by the hearing officer.
1 -10 -6: MISDEMEANOR:
A. Any person who violates Section 1 -10 -3 shall be guilty of a misdemeanor and upon
conviction thereof shall be punished by a fine of not more than $ or by
imprisonment for not to exceed days, or both; provided, however, that if a different
punishment be prescribed in the City Code, such provision shall govern the punishment for
that violation.
5
1 -10 -7: PETTY MISDEMEANOR:
A. Specific mention of a violation of any of the provisions of the City Code as being a petty
Misdemeanor shall mean that, upon conviction, the sentence of a fine of not more than
$ may be imposed. In the absence of the designation of a "petty misdemeanor" in
connection with any violation, such violation shall be a misdemeanor as set forth in Section
1 -10 -6.
1 -10 -8: CONTINUED VIOLATION:
A. Each calendar day that section 1 -10 -3 is violated shall constitute a separate offense.
1 -10 -9: APPLICATION DENIAL; PERMIT REVOCATION:
A. Any violation of section 1 -10 -3 shall constitute sufficient grounds for denial of any
application required by this Code or revocation of a permit which is related to the violation.
1- 10 -10: CITY MAY VOID APPROVAL, LICENSE OR PERMIT:
A. Any action prohibited by Section 1 -10 -3 shag, at the option of the city, void any applicable
City approval, permit or license previously given.
1- 10 -11: ABATEMENT OF VIOLATION:
A. The City Attorney may institute any lawful action or proceeding in the name of the City of
Lakeville to prevent, restrain, remedy or,abate any violation of section 1 -10 -3.
1- 10 -12: PENALTIES CUMULATIVE:
A. Nothing in this chapter shall prevent the city from taking such other actions as are
permitted under law, and the penalties provided herein shall be cumulative.
1- 10 -13: LIABILITY OF EMPLOYEES:
A. No section or part of the City Code designating the duties of any official, employee, or
appointee of the city shall be construed to make that person liable for the penalties
provided herein.
R