HomeMy WebLinkAboutItem 06.k
Date: Item No.
ESTOPPEL AGREEMENTS RELATING TO RENESOLA SOLAR GARDENS
Proposed Action
Staff recommends adoption of the following motion: Move to approve estoppel agreements with
Seminole Funding Resources, LLC, Warsaw Solar, LLC, and Walcott Solar, LLC
Overview
Earlier this year the City of Lakeville entered into a solar subscription agreement with ReneSola
Power Holdings, LLC. This agreement allows the city to capture the benefits of solar power
generation without having the physical solar panels on city facilities.
ReneSola is getting closer to the construction phase of the project, and as is normal with these
projects, various investors have begun to be brought in to make the project feasible. As such,
agreements between the City and the various investors are required.
Primary Issues to Consider
• Have the terms of the agreement changed?
These agreements do not impact the financial agreements or projections originally entered into
between the City and ReneSola Power Holdings, LLC. These agreements have been reviewed by
the city attorney.
Financial Impact: $ Budgeted: Y☐ N☒ Source:
Related Documents: (CIP, ERP, etc.):
Envision Lakeville Community Values: Good Value for Public Services
Report Completed by: Justin Miller, City Administrator
August 19, 2019
N/A
105511.000178 4815-1816-1307.1 PAGE 1 CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – CITY OF
LAKEVILLE
WARSAW SOLAR LLC
CONSENT AND AGREEMENT
This CONSENT AND AGREEMENT, dated as of August 19, 2019 (this “Consent”),
is entered into by and among the CITY OF LAKEVILLE, a Minnesota municipal
corporation (“Contracting Party”), SEMINOLE FUNDING RESOURCES, LLC, a
Delaware limited liability company (“Lender”), and WARSAW SOLAR LLC, a Minnesota
limited liability company (“Borrower”).
RECITALS
A. Concurrently with the execution hereof, Lender and Borrower have entered
into a construction loan agreement (together with all supplements, exhibits and amendments
thereto, referred to as the “Loan Agreement”), pursuant to which Lender has agreed to extend
to Borrower a loan (the “Loan”) for the purpose of financing certain costs of constructing and
developing a solar energy project located in Rice County, Minnesota (the “Project”).
B. Contracting Party and Borrower have entered into that certain Owner Tiered
Rate Subscription Agreement dated February 21, 2019 (as amended, amended and restated,
supplemented or otherwise modified from time to time, collectively, the “Assigned
Agreement”).
C. Pursuant to an Assignment of Agreements executed by Borrower to and for
the benefit of Lender (as amended, amended and restated, supplemented or otherwise
modified from time to time, the “Assignment”), Borrower has agreed, among other things, to
assign, as collateral security for its obligations under the Loan Agreement and related
documents, all of its right, title and interest in, to and under the Assigned Agreement to
Lender.
D. It is a requirement under the Loan Agreement that Contracting Party and
Borrower execute and deliver this Consent.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing, and for other good and
valuable consideration, the receipt and adequacy of which are hereby acknowledged, the
parties hereto hereby agree, notwithstanding anything in the Assigned Agreement to the
contrary, as follows:
1. Assignment and Agreement
(a) Consent to Assignment
Contracting Party (a) is hereby notified that Lender has made the extensions of credit
contemplated by the Loan Agreement, (b) consents to the collateral assignment under the
Assignment of all of Borrower’s right, title and interest in, to and under the Assigned
Agreement, the rights, powers, and obligations associated therewith and the profits,
105511.000178 4815-1816-1307.1 PAGE 2 CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – CITY OF
LAKEVILLE
WARSAW SOLAR LLC
distributions, and all other rights to payment, whether in cash, in kind, or in any other form,
during their continuance and upon their termination, and the proceeds thereof, including
without limitation, all rights of Borrower to receive moneys due and to become due under or
pursuant to the Assigned Agreement, all rights of Borrower to receive proceeds of any
insurance, indemnity, warranty, or guaranty with respect to or for breach of or default under
the Assigned Agreement, claims of the Borrower for damages arising out of or for breach of
or default under the Assigned Agreement, and the right of the Borrower to terminate the
Assigned Agreement, to perform thereunder and to compel performance and otherwise
exercise all remedies thereunder (collectively, the “Assigned Interests”) and
(c) acknowledges the right of Lender, in the exercise of Lender’s rights and remedies
pursuant to the Assignment, upon written notice to Contracting Party, to make all demands,
give all notices, take all actions and exercise all rights of Borrower under the Assigned
Agreement.
(b) Subsequent Owner
Contracting Party agrees that, if Lender notifies Contracting Party in writing that,
pursuant to and in accordance with the Assignment, it has assigned, foreclosed or sold the
Assigned Interest, then (A) Lender or its successor, assignee and/or designee, or any
purchaser of the Assigned Interests (a “Subsequent Owner”) shall be substituted for
Borrower under the Assigned Agreement and (B) Contracting Party shall (1) recognize
Lender or the Subsequent Owner, as the case may be, as its counterparty under the Assigned
Agreement and (2) continue to perform its obligations under the Assigned Agreement in
favor of Lender or the Subsequent Owner, as the case may be; provided that Lender or such
Subsequent Owner, as the case may be, has assumed in writing all of Borrower’s rights and
obligations (including, without limitation, the obligation to cure any then existing payment
and performance defaults, but excluding any obligation to cure any then existing
performance defaults which by their nature are incapable of being cured) under the Assigned
Agreement. Without limiting anything herein, the warranties provided by Contracting Party
under the Assigned Agreement shall continue in full force and effect (until the expiration of
the applicable warranty periods set forth in the Assigned Agreement) in the event that Lender
or a Subsequent Owner succeeds to Borrower’s right, title and interest in the Assigned
Agreement.
(c) Right to Cure
If Borrower defaults in the performance of any of its obligations under the Assigned
Agreement, or upon the occurrence or non-occurrence of any event or condition under the
Assigned Agreement which would immediately or with the passage of any applicable grace
period or the giving of notice, or both, enable Contracting Party to terminate or suspend its
performance under the Assigned Agreement (each hereinafter a “default”), Contracting Party
shall not terminate or suspend its performance under the Assigned Agreement until it first
gives written notice of such default to Lender and affords Lender a period of at least 30 days
(or if such default is a nonmonetary default, such longer period as may be required so long as
Lender has commenced and is diligently pursuing appropriate action to cure such default
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SUBSCRIPTION AGREEMENTS – CITY OF
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WARSAW SOLAR LLC
within such longer period but, subject to clauses (a) and (b) below, in no event more than one
hundred eighty (180) days from receipt of such notice to cure such default) from receipt of
such notice to cure such default; provided, however, that (a) if possession of the Project is
necessary to cure such nonmonetary default and Lender has commenced foreclosure
proceedings, whether judicial or non-judicial through exercise of a power of sale or
otherwise, Lender shall be allowed a reasonable time to complete such proceedings within
such longer period, and (b) if Lender is prohibited from curing any such nonmonetary default
by any process, stay or injunction issued by any governmental authority or pursuant to any
bankruptcy or insolvency proceeding or other similar proceeding involving Borrower, then
the time periods specified herein for curing a nonmonetary default shall be extended for the
period of such prohibition. In the event the Lender does not cure any such default within
such applicable extended cure period, Contracting Party shall continue to have all rights and
remedies afforded to it under the Assigned Agreement.
(d) No Amendments
(i) Contracting Party agrees that it shall not, without the prior written consent of
Lender, cancel or terminate the Assigned Agreement (unless it has given Lender any notice
and opportunity to cure that are required by Section 1(c)), consent to or accept any
cancellation or termination thereof, or enter into any novation, material amendment or other
material modification of the Assigned Agreement.
(ii) Contracting Party agrees that it shall not, without the prior written consent of
Lender, (A) sell, assign or otherwise transfer any of its rights under the Assigned Agreement
(other than (1) its right to receive payments under the Assigned Agreement and (2) its right to
subcontract under the Assigned Agreement), (B) terminate, cancel or suspend its
performance under the Assigned Agreement (unless it has given Lender any notice and
opportunity to cure that are required by Section 1(c)), (C) consent to any assignment or other
transfer by Borrower of its rights under the Assigned Agreement or (D) consent to any
voluntary termination, cancellation or suspension of performance by Borrower under the
Assigned Agreement.
(e) Replacement Agreements
In the event the Assigned Agreement is rejected or terminated as a result of any
bankruptcy, insolvency, reorganization or similar proceeding affecting Borrower,
Contracting Party shall, at the option of Lender exercised within 45 days after such rejection
or termination, enter into a new agreement with Lender having identical terms, conditions,
agreements, provisions and limitations as the Assigned Agreement (subject to any
conforming changes necessitated by the substitution of parties and other changes as the
parties may mutually agree), provided that (i) the term under such new agreement shall be no
longer than the remaining balance of the term specified in the Assigned Agreement, and
(ii) upon execution of such new agreement, Lender cures any outstanding payment and
performance defaults under the Assigned Agreement, excluding any performance defaults
which by their nature are incapable of being cured.
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SUBSCRIPTION AGREEMENTS – CITY OF
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WARSAW SOLAR LLC
(f) Limitations on Liability
Contracting Party acknowledges and agrees that Lender shall not have any liability or
obligation under the Assigned Agreement as a result of this Consent, the Assignment or
otherwise, nor shall Lender be obligated or required to (a) perform any of Borrower’s
obligations under the Assigned Agreement, except during any period in which Lender has
assumed Borrower’s rights and obligations under the Assigned Agreement pursuant to
Section 1(b) above, or (b) take any action to collect or enforce any claim for payment
assigned under the Assignment. If Lender has assumed Borrower’s rights and obligations
under the Assigned Agreement pursuant to Section 1(b) above or has entered into a new
agreement pursuant to Section 1(e) above, Lender’s liability to Contracting Party under the
Assigned Agreement or such new agreement, and the sole recourse of Contracting Party in
seeking enforcement of the obligations under such agreements, shall be limited to the interest
of Lender in the Project.
(g) Delivery of Notices
Contracting Party shall deliver to Lender, concurrently with the delivery thereof to
Borrower, a copy of each notice, request or demand given by Contracting Party to Borrower
pursuant to the Assigned Agreement relating to (i) a default by Borrower under the Assigned
Agreement and (ii) any matter that would require the consent of Lender pursuant to
Section 1(d) of this Consent. Failure of Contracting Party to provide a copy of any such
notice, request or demand or any other notice specified in Section 1(c) hereof to Lender shall
not constitute a breach of this Consent and Lender agrees that Contracting Party shall have
no liability to Lender for such failure; provided, however, that no cancellation, suspension or
termination of the Assigned Agreement by Contracting Party, or any other actions taken by
Contracting Party under the Assigned Agreement, shall be binding upon Lender or Borrower
without such notice, request or demand (as applicable), if applicable under Section 1(c), the
opportunity to cure during the applicable extended cure period specified in Section 1(c) and,
if applicable under Section 1(d), consent of Lender.
(h) Transfer
(i) In the event that Lender or a Subsequent Owner is substituted for
Borrower under the Assigned Agreement pursuant to Section 1(b) or a new agreement
entered into pursuant to Section 1(e), then, subsequent to such substitution, Lender shall have
the right to assign all of its interest in this Consent and in the Assigned Agreement or such
new agreement to any entity; provided, that such assignee assumes in writing the obligations
of Lender under this Consent or the Assigned Agreement or such new agreement, as
applicable. Upon such assignment, transfer or sale of the Project, Lender shall be released
from any further liability under the Assigned Agreement or such new agreement.
(ii) Contracting Party further acknowledges and agrees that Lender shall
have the right, during the term of this Consent, to assign, transfer, and/or participate the
Loan, the Loan Agreement, and all related Loan Documents, including this Consent, to an
105511.000178 4815-1816-1307.1 PAGE 5 CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – CITY OF
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WARSAW SOLAR LLC
affiliate of Lender or to unrelated financing parties; provided, that such assignee assumes in
writing the obligations of Lender under this Consent. Upon such assignment, Lender shall be
released from any further liability under such Assigned Agreement or such new agreement.
2. Payments under the Assigned Agreement
(a) Payments
Contracting Party shall pay all amounts (if any) payable by it under the Assigned
Agreement in the manner and as and when required by the Assigned Agreement directly into
the account or to such other person, entity or account as shall be specified from time to time
by Lender to Contracting Party in writing. Notwithstanding the foregoing, if any entity or
person has become a Subsequent Owner pursuant to the terms hereof, then Contracting Party
shall pay all such amounts directly to such Subsequent Owner or an account designated by
Subsequent Owner. Contracting Party, Borrower and Lender each acknowledge and agree
that each payment made by Contracting Party in accordance with this section shall, to the
extent of the amount paid, constitute payment of the relevant amount owing by Contracting
Party to Borrower under the Assigned Agreement and that such payment shall discharge the
obligation of Contracting Party under the Assigned Agreement to make such payment to
Borrower.
(b) No Offset, Etc.
All payments required to be made by Contracting Party under the Assigned
Agreement shall be made without any offset, recoupment, abatement, withholding, reduction
or defense whatsoever, other than those allowed by the terms of the Assigned Agreement.
3. Representations and Warranties of Contracting Party
Contracting Party hereby represents and warrants, in favor of Lender, as of the date
hereof, that:
(a) Contracting Party (i) is a municipal corporation duly formed and validly
existing under the laws of the State of Minnesota, (ii) is duly qualified, authorized to do
business and in good standing in the State of Minnesota, and (iii) has all requisite power and
authority to enter into and to perform its obligations hereunder and under the Assigned
Agreement, and to carry out the terms hereof and thereof and the transactions contemplated
hereby and thereby;
(b) the execution, delivery and performance by Contracting Party of this Consent
and the Assigned Agreement have been duly authorized by all necessary corporate or other
action on the part of Contracting Party and do not require any approvals, filings with, or
consents of any entity or person which have not previously been obtained or made;
(c) each of this Consent and the Assigned Agreement is in full force and effect,
has been duly executed and delivered on behalf of Contracting Party by the appropriate
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SUBSCRIPTION AGREEMENTS – CITY OF
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WARSAW SOLAR LLC
officers of Contracting Party, and constitutes the legal, valid and binding obligation of
Contracting Party, enforceable against Contracting Party in accordance with its terms, except
as the enforceability thereof may be limited by (i ) bankruptcy, insolvency, reorganization or
other similar laws affecting the enforcement of creditors’ rights generally and (ii) general
equitable principles (whether considered in a proceeding in equity or at law);
(d) there is no litigation, action, suit, proceeding or investigation pending or (to
the best of Contracting Party’s knowledge) threatened against Contracting Party before or by
any court, administrative agency, arbitrator or governmental authority, body or agency
which, if adversely determined, individually or in the aggregate, could have a material
adverse effect on the performance by Contracting Party of its obligations hereunder or under
the Assigned Agreement;
(e) the execution, delivery and performance by Contracting Party of this Consent
and the Assigned Agreement, and the consummation of the transactions contemplated hereby
and thereby, do or will not result in any violation of, breach of or default under any term of
its formation or governance documents, or of any contract or agreement to which it is a party
or by which it or its property is bound, or of any license, permit, franchise, judgment,
injunction, order, law, rule or regulation applicable to it, other than any such violation,
breach or default which could not reasonably be expected to have a material adverse effect
on Contracting Party’s ability to perform its obligations under the Assigned Agreement or
this Consent;
(f) neither Contracting Party nor, to the best of Contracting Party’s knowledge,
any other party to the Assigned Agreement, is in default of any of its obligations thereunder;
(g) to the best of Contracting Party’s knowledge, (i) no event of force majeure
exists under, and as defined in, the Assigned Agreement and (ii) no event or condition exists
which would either immediately or with the passage of any applicable grace period or giving
of notice, or both, enable either Contracting Party or Borrower to terminate or suspend its
obligations under the Assigned Agreement; and
(h) the Assigned Agreement and this Consent are the only agreements between
Borrower and Contracting Party with respect to the Project, and all of the conditions
precedent to effectiveness under the Assigned Agreement have been satisfied or waived.
(i) Each of the representations and warranties set forth in this section shall
survive the execution and delivery of this Consent and the Assigned Agreement and the
consummation of the transactions contemplated hereby and thereby.
4. Miscellaneous
(a) Addresses
105511.000178 4815-1816-1307.1 PAGE 7 CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – CITY OF
LAKEVILLE
WARSAW SOLAR LLC
Any notices, communications and waivers under this Agreement shall be in writing
and shall be (i) delivered in person, (ii) mailed, postage prepaid, either by registered or
certified mail, return receipt requested, or (iii) sent by overnight express carrier, addressed in
each case as follows:
To Lender: Seminole Funding Resources, LLC
c/o Seminole Financial Services
455 North Indian Rocks Road
Belleair Bluffs, Florida 33770
Attn: Tim Fetter
With copy to: Dykema Gossett PLLC
400 Renaissance Center
Detroit, Michigan 48243
Attn: Laura A. Weingartner
To Borrower: Warsaw Solar LLC
c/o Nautilus Solar Energy, LLC
396 Springfield Avenue, Suite 200
Summit, New Jersey 07901
Attn: General Counsel
With copies to: Virgo Investment Group LLC
1201 Howard Avenue, 3rd Floor
Burlingame, California 94010
Attn: Eli Aheto
To Contracting
Party:
City of Lakeville
20195 Holyoke Avenue
Lakeville, MN 55044
Attn: Char Friedges
or to any other address as to any of the parties hereto, as such party shall designate in a
written notice to the other party hereto. All notices sent pursuant to the terms of this section
shall be deemed received (i) if personally delivered, then on the date of delivery, (ii) if sent
by overnight, express carrier, then on the next business day immediately following the day
sent, or (iii) if sent by registered or certified mail, then on the earlier of the third business day
following the day sent or when actually received.
(b) Governing Law
This Agreement shall be construed and enforced in accordance with the laws of the
State of Minnesota, without reference to the choice of law or conflicts of law principles of
the State of Minnesota.
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WARSAW SOLAR LLC
(c) Counterparts
This Consent may be executed in any number of counterparts and by the different
parties hereto on separate counterparts, each of which when so executed and delivered shall
be an original, but all of which shall together constitute one and the same instrument.
(d) Headings Descriptive
The headings of the several sections and subsections of this Consent are inserted for
convenience only and shall not in any way affect the meaning or construction of any
provision of this Consent.
(e) Severability
In case any provision in or obligation under this Consent shall be invalid, illegal or
unenforceable in any jurisdiction, the validity, legality and enforceability of the remaining
provisions or obligations, or of such provision or obligation in any other jurisdiction, shall
not in any way be affected or impaired thereby.
(f) Amendment, Waiver
Neither this Consent nor any of the terms hereof may be terminated, amended,
supplemented, waived or modified except by an instrument in writing signed by Contracting
Party, Borrower and Lender.
(g) Successors and Assigns
This Consent shall bind and benefit Contracting Party, Lender, and their respective
successors and permitted assigns.
(h) WAIVER OF TRIAL BY JURY
TO THE EXTENT PERMITTED BY APPLICABLE LAW, CONTRACTING
PARTY, BORROWER AND LENDER HEREBY IRREVOCABLY WAIVE ALL RIGHT
OF TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM
ARISING OUT OF OR IN CONNECTION WITH THIS CONSENT OR ANY MATTER
ARISING HEREUNDER.
(i) Entire Agreement
This Consent and any agreement, document or instrument attached hereto or referred
to herein integrate all the terms and conditions mentioned herein or incidental hereto and
supersede all oral negotiations and prior writings between the parties hereto in respect of the
subject matter hereof. In the event of any conflict between the terms, conditions and
provisions of this Consent and any such agreement, document or instrument (including,
105511.000178 4815-1816-1307.1 PAGE 9 CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – CITY OF
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WARSAW SOLAR LLC
without limitation, the Assigned Agreement), the terms, conditions and provisions of this
Consent shall prevail.
[SIGNATURE PAGE FOLLOWS]
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – CITY OF
LAKEVILLE
WARSAW SOLAR LLC
IN WITNESS WHEREOF, the parties hereto hereby execute this Consent and
Agreement as of the day and year first above written.
BORROWER:
WARSAW SOLAR LLC, a Minnesota limited
liability company
By: _____________________________
Name: _____________________________
Its: _____________________________
CONTRACTING PARTY:
CITY OF LAKEVILLE, a Minnesota municipal
corporation
By: __________________________________
Name: Douglas P. Anderson
Its: Mayor
_____________________________________
Charlene Friedges, City Clerk
Accepted and Agreed to:
SEMINOLE FUNDING RESOURCES, LLC,
a Delaware limited liability company
By: __________________________
Name: __________________________
Title: __________________________
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
CONSENT AND AGREEMENT
This CONSENT AND AGREEMENT, dated as of August 19, 2019 (this “Consent”),
is entered into by and among the CITY OF LAKEVILLE, a Minnesota municipal
corporation (“Contracting Party”), SEMINOLE FUNDING RESOURCES, LLC, a
Delaware limited liability company (“Lender”), and WALCOTT SOLAR LLC, a
Minnesota limited liability company (“Borrower”).
RECITALS
A. Concurrently with the execution hereof, Lender and Borrower have entered
into a construction loan agreement (together with all supplements, exhibits and amendments
thereto, referred to as the “Loan Agreement”), pursuant to which Lender has agreed to extend
to Borrower a loan (the “Loan”) for the purpose of financing certain costs of constructing and
developing a solar energy project located in Faribault, Rice County, Minnesota (the
“Project”).
B. Contracting Party and Borrower have entered into that certain Owner Tiered-
Rate Subscription Agreement dated February 21, 2019 (as amended, amended and restated,
supplemented or otherwise modified from time to time, collectively, the “Assigned
Agreement”).
C. Pursuant to an Assignment of Agreements executed by Borrower to and for
the benefit of Lender (as amended, amended and restated, supplemented or otherwise
modified from time to time, the “Assignment”), Borrower has agreed, among other things, to
assign, as collateral security for its obligations under the Loan Agreement and related
documents, all of its right, title and interest in, to and under the Assigned Agreement to
Lender.
D. It is a requirement under the Loan Agreement that Contracting Party and
Borrower execute and deliver this Consent.
AGREEMENT
NOW, THEREFORE, in consideration of the foregoing, and for other good and
valuable consideration, the receipt and adequacy of which are hereby acknowledged, the
parties hereto hereby agree, notwithstanding anything in the Assigned Agreement to the
contrary, as follows:
1. Assignment and Agreement
(a) Consent to Assignment
Contracting Party (a) is hereby notified that Lender has made the extensions of credit
contemplated by the Loan Agreement, (b) consents to the collateral assignment under the
Assignment of all of Borrower’s right, title and interest in, to and under the Assigned
Agreement, the rights, powers, and obligations associated therewith and the profits,
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
distributions, and all other rights to payment, whether in cash, in kind, or in any other form,
during their continuance and upon their termination, and the proceeds thereof, including
without limitation, all rights of Borrower to receive moneys due and to become due under or
pursuant to the Assigned Agreement, all rights of Borrower to receive proceeds of any
insurance, indemnity, warranty, or guaranty with respect to or for breach of or default under
the Assigned Agreement, claims of the Borrower for damages arising out of or for breach of
or default under the Assigned Agreement, and the right of the Borrower to terminate the
Assigned Agreement, to perform thereunder and to compel performance and otherwise
exercise all remedies thereunder (collectively, the “Assigned Interests”) and
(c) acknowledges the right of Lender, in the exercise of Lender’s rights and remedies
pursuant to the Assignment, upon written notice to Contracting Party, to make all demands,
give all notices, take all actions and exercise all rights of Borrower under the Assigned
Agreement.
(b) Subsequent Owner
Contracting Party agrees that, if Lender notifies Contracting Party in writing that,
pursuant to and in accordance with the Assignment, it has assigned, foreclosed or sold the
Assigned Interest, then (A) Lender or its successor, assignee and/or designee, or any
purchaser of the Assigned Interests (a “Subsequent Owner”) shall be substituted for
Borrower under the Assigned Agreement and (B) Contracting Party shall (1) recognize
Lender or the Subsequent Owner, as the case may be, as its counterparty under the Assigned
Agreement and (2) continue to perform its obligations under the Assigned Agreement in
favor of Lender or the Subsequent Owner, as the case may be; provided that Lender or such
Subsequent Owner, as the case may be, has assumed in writing all of Borrower’s rights and
obligations (including, without limitation, the obligation to cure any then existing payment
and performance defaults, but excluding any obligation to cure any then existing
performance defaults which by their nature are incapable of being cured) under the Assigned
Agreement. Without limiting anything herein, the warranties provided by Contracting Party
under the Assigned Agreement shall continue in full force and effect (until the expiration of
the applicable warranty periods set forth in the Assigned Agreement) in the event that Lender
or a Subsequent Owner succeeds to Borrower’s right, title and interest in the Assigned
Agreement.
(c) Right to Cure
If Borrower defaults in the performance of any of its obligations under the Assigned
Agreement, or upon the occurrence or non-occurrence of any event or condition under the
Assigned Agreement which would immediately or with the passage of any applicable grace
period or the giving of notice, or both, enable Contracting Party to terminate or suspend its
performance under the Assigned Agreement (each hereinafter a “default”), Contracting Party
shall not terminate or suspend its performance under the Assigned Agreement until it first
gives written notice of such default to Lender and affords Lender a period of at least 30 days
(or if such default is a nonmonetary default, such longer period as may be required so long as
Lender has commenced and is diligently pursuing appropriate action to cure such default
within such longer period but, subject to clauses (a) and (b) below, in no event more than one
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
hundred eighty (180) days from receipt of such notice to cure such default) from receipt of
such notice to cure such default; provided, however, that (a) if possession of the Project is
necessary to cure such nonmonetary default and Lender has commenced foreclosure
proceedings, whether judicial or non-judicial through exercise of a power of sale or
otherwise, Lender shall be allowed a reasonable time to complete such proceedings within
such longer period, and (b) if Lender is prohibited from curing any such nonmonetary default
by any process, stay or injunction issued by any governmental authority or pursuant to any
bankruptcy or insolvency proceeding or other similar proceeding involving Borrower, then
the time periods specified herein for curing a nonmonetary default shall be extended for the
period of such prohibition. In the event the Lender does not cure any such default within
such applicable extended cure period, Contracting Party shall continue to have all rights and
remedies afforded to it under the Assigned Agreement.
(d) No Amendments
(i) Contracting Party agrees that it shall not, without the prior written consent of
Lender, cancel or terminate the Assigned Agreement (unless it has given Lender any notice
and opportunity to cure that are required by Section 1(c)), consent to or accept any
cancellation or termination thereof, or enter into any novation, material amendment or other
material modification of the Assigned Agreement.
(ii) Contracting Party agrees that it shall not, without the prior written consent of
Lender, (A) sell, assign or otherwise transfer any of its rights under the Assigned Agreement
(other than (1) its right to receive payments under the Assigned Agreement and (2) its right to
subcontract under the Assigned Agreement), (B) terminate, cancel or suspend its
performance under the Assigned Agreement (unless it has given Lender any notice and
opportunity to cure that are required by Section 1(c)), (C) consent to any assignment or other
transfer by Borrower of its rights under the Assigned Agreement or (D) consent to any
voluntary termination, cancellation or suspension of performance by Borrower under the
Assigned Agreement.
(e) Replacement Agreements
In the event the Assigned Agreement is rejected or terminated as a result of any
bankruptcy, insolvency, reorganization or similar proceeding affecting Borrower,
Contracting Party shall, at the option of Lender exercised within 45 days after such rejection
or termination, enter into a new agreement with Lender having identical terms, conditions,
agreements, provisions and limitations as the Assigned Agreement (subject to any
conforming changes necessitated by the substitution of parties and other changes as the
parties may mutually agree), provided that (i) the term under such new agreement shall be no
longer than the remaining balance of the term specified in the Assigned Agreement, and
(ii) upon execution of such new agreement, Lender cures any outstanding payment and
performance defaults under the Assigned Agreement, excluding any performance defaults
which by their nature are incapable of being cured.
(f) Limitations on Liability
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
Contracting Party acknowledges and agrees that Lender shall not have any liability or
obligation under the Assigned Agreement as a result of this Consent, the Assignment or
otherwise, nor shall Lender be obligated or required to (a) perform any of Borrower’s
obligations under the Assigned Agreement, except during any period in which Lender has
assumed Borrower’s rights and obligations under the Assigned Agreement pursuant to
Section 1(b) above, or (b) take any action to collect or enforce any claim for payment
assigned under the Assignment. If Lender has assumed Borrower’s rights and obligations
under the Assigned Agreement pursuant to Section 1(b) above or has entered into a new
agreement pursuant to Section 1(e) above, Lender’s liability to Contracting Party under the
Assigned Agreement or such new agreement, and the sole recourse of Contracting Party in
seeking enforcement of the obligations under such agreements, shall be limited to the interest
of Lender in the Project.
(g) Delivery of Notices
Contracting Party shall deliver to Lender, concurrently with the delivery thereof to
Borrower, a copy of each notice, request or demand given by Contracting Party to Borrower
pursuant to the Assigned Agreement relating to (i) a default by Borrower under the Assigned
Agreement and (ii) any matter that would require the consent of Lender pursuant to
Section 1(d) of this Consent. Failure of Contracting Party to provide a copy of any such
notice, request or demand or any other notice specified in Section 1(c) hereof to Lender shall
not constitute a breach of this Consent and Lender agrees that Contracting Party shall have
no liability to Lender for such failure; provided, however, that no cancellation, suspension or
termination of the Assigned Agreement by Contracting Party, or any other actions taken by
Contracting Party under the Assigned Agreement, shall be binding upon Lender or Borrower
without such notice, request or demand (as applicable), if applicable under Section 1(c), the
opportunity to cure during the applicable extended cure period specified in Section 1(c) and,
if applicable under Section 1(d), consent of Lender.
(h) Transfer
(i) In the event that Lender or a Subsequent Owner is substituted for
Borrower under the Assigned Agreement pursuant to Section 1(b) or a new agreement
entered into pursuant to Section 1(e), then, subsequent to such substitution, Lender shall have
the right to assign all of its interest in this Consent and in the Assigned Agreement or such
new agreement to any entity; provided, that such assignee assumes in writing the obligations
of Lender under this Consent or the Assigned Agreement or such new agreement, as
applicable. Upon such assignment, transfer or sale of the Project, Lender shall be released
from any further liability under the Assigned Agreement or such new agreement.
(ii) Contracting Party further acknowledges and agrees that Lender shall
have the right, during the term of this Consent, to assign, transfer, and/or participate the
Loan, the Loan Agreement, and all related Loan Documents, including this Consent, to an
affiliate of Lender or to unrelated financing parties; provided, that such assignee assumes in
writing the obligations of Lender under this Consent. Upon such assignment, Lender shall be
released from any further liability under such Assigned Agreement or such new agreement.
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
2. Payments under the Assigned Agreement
(a) Payments
Contracting Party shall pay all amounts (if any) payable by it under the Assigned
Agreement in the manner and as and when required by the Assigned Agreement directly into
the account or to such other person, entity or account as shall be specified from time to time
by Lender to Contracting Party in writing. Notwithstanding the foregoing, if any entity or
person has become a Subsequent Owner pursuant to the terms hereof, then Contracting Party
shall pay all such amounts directly to such Subsequent Owner or an account designated by
Subsequent Owner. Contracting Party, Borrower and Lender each acknowledge and agree
that each payment made by Contracting Party in accordance with this section shall, to the
extent of the amount paid, constitute payment of the relevant amount owing by Contracting
Party to Borrower under the Assigned Agreement and that such payment shall discharge the
obligation of Contracting Party under the Assigned Agreement to make such payment to
Borrower.
(b) No Offset, Etc.
All payments required to be made by Contracting Party under the Assigned
Agreement shall be made without any offset, recoupment, abatement, withholding, reduction
or defense whatsoever, other than those allowed by the terms of the Assigned Agreement.
3. Representations and Warranties of Contracting Party
Contracting Party hereby represents and warrants, in favor of Lender, as of the date
hereof, that:
(a) Contracting Party (i) is a municipal corporation duly formed and validly
existing under the laws of the State of Minnesota, (ii) is duly qualified, authorized to do
business and in good standing in the State of Minnesota, and (iii) has all requisite power and
authority to enter into and to perform its obligations hereunder and under the Assigned
Agreement, and to carry out the terms hereof and thereof and the transactions contemplated
hereby and thereby;
(b) the execution, delivery and performance by Contracting Party of this Consent
and the Assigned Agreement have been duly authorized by all necessary corporate or other
action on the part of Contracting Party and do not require any approvals, filings with, or
consents of any entity or person which have not previously been obtained or made;
(c) each of this Consent and the Assigned Agreement is in full force and effect,
has been duly executed and delivered on behalf of Contracting Party by the appropriate
officers of Contracting Party, and constitutes the legal, valid and binding obligation of
Contracting Party, enforceable against Contracting Party in accordance with its terms, except
as the enforceability thereof may be limited by (i) bankruptcy, insolvency, reorganization or
other similar laws affecting the enforcement of creditors’ rights generally and (ii) general
equitable principles (whether considered in a proceeding in equity or at law);
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
(d) there is no litigation, action, suit, proceeding or investigation pending or (to
the best of Contracting Party’s knowledge) threatened against Contracting Party before or by
any court, administrative agency, arbitrator or governmental authority, body or agency
which, if adversely determined, individually or in the aggregate, could have a material
adverse effect on the performance by Contracting Party of its obligations hereunder or under
the Assigned Agreement;
(e) the execution, delivery and performance by Contracting Party of this Consent
and the Assigned Agreement, and the consummation of the transactions contemplated hereby
and thereby, do or will not result in any violation of, breach of or default under any term of
its formation or governance documents, or of any contract or agreement to which it is a party
or by which it or its property is bound, or of any license, permit, franchise, judgment,
injunction, order, law, rule or regulation applicable to it, other than any such violation,
breach or default which could not reasonably be expected to have a material adverse effect
on Contracting Party’s ability to perform its obligations under the Assigned Agreement or
this Consent;
(f) neither Contracting Party nor, to the best of Contracting Party’s knowledge,
any other party to the Assigned Agreement, is in default of any of its obligations thereunder;
(g) to the best of Contracting Party’s knowledge, (i) no event of force majeure
exists under, and as defined in, the Assigned Agreement and (ii) no event or condition exists
which would either immediately or with the passage of any applicable grace period or giving
of notice, or both, enable either Contracting Party or Borrower to terminate or suspend its
obligations under the Assigned Agreement; and
(h) the Assigned Agreement and this Consent are the only agreements between
Borrower and Contracting Party with respect to the Project, and all of the conditions
precedent to effectiveness under the Assigned Agreement have been satisfied or waived.
(i) Each of the representations and warranties set forth in this section shall
survive the execution and delivery of this Consent and the Assigned Agreement and the
consummation of the transactions contemplated hereby and thereby.
4. Miscellaneous
(a) Addresses
Any notices, communications and waivers under this Agreement shall be in writing
and shall be (i) delivered in person, (ii) mailed, postage prepaid, either by registered or
certified mail, return receipt requested, or (iii) sent by overnight express carrier, addressed in
each case as follows:
To Lender: Seminole Funding Resources, LLC
c/o Seminole Financial Services
455 North Indian Rocks Road
Belleair Bluffs, Florida 33770
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
Attn: Tim Fetter
With copy to: Dykema Gossett PLLC
400 Renaissance Center
Detroit, Michigan 48243
Attn: Laura A. Weingartner
To Borrower: Walcott Solar LLC
c/o Nautilus Solar Energy, LLC
396 Springfield Avenue, Suite 200
Summit, New Jersey 07901
Attn: General Counsel
With copies to: Virgo Investment Group LLC
1201 Howard Avenue, 3rd Floor
Burlingame, California 94010
Attn: Eli Aheto
To Contracting
Party:
City of Lakeville, MN
20195 Holyoke Avenue
Lakeville, MN 55044
Attn: Char Friedges
or to any other address as to any of the parties hereto, as such party shall designate in a
written notice to the other party hereto. All notices sent pursuant to the terms of this section
shall be deemed received (i) if personally delivered, then on the date of delivery, (ii) if sent
by overnight, express carrier, then on the next business day immediately following the day
sent, or (iii) if sent by registered or certified mail, then on the earlier of the third business day
following the day sent or when actually received.
(b) Governing Law
This Agreement shall be construed and enforced in accordance with the laws of the
State of Minnesota, without reference to the choice of law or conflicts of law principles of
the State of Minnesota.
(c) Counterparts
This Consent may be executed in any number of counterparts and by the different
parties hereto on separate counterparts, each of which when so executed and delivered shall
be an original, but all of which shall together constitute one and the same instrument.
(d) Headings Descriptive
The headings of the several sections and subsections of this Consent are inserted for
convenience only and shall not in any way affect the meaning or construction of any
provision of this Consent.
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
(e) Severability
In case any provision in or obligation under this Consent shall be invalid, illegal or
unenforceable in any jurisdiction, the validity, legality and enforceability of the remaining
provisions or obligations, or of such provision or obligation in any other jurisdiction, shall
not in any way be affected or impaired thereby.
(f) Amendment, Waiver
Neither this Consent nor any of the terms hereof may be terminated, amended,
supplemented, waived or modified except by an instrument in writing signed by Contracting
Party, Borrower and Lender.
(g) Successors and Assigns
This Consent shall bind and benefit Contracting Party, Lender, and their respective
successors and permitted assigns.
(h) WAIVER OF TRIAL BY JURY
TO THE EXTENT PERMITTED BY APPLICABLE LAW, CONTRACTING
PARTY, BORROWER AND LENDER HEREBY IRREVOCABLY WAIVE ALL RIGHT
OF TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM
ARISING OUT OF OR IN CONNECTION WITH THIS CONSENT OR ANY MATTER
ARISING HEREUNDER.
(i) Entire Agreement
This Consent and any agreement, document or instrument attached hereto or referred
to herein integrate all the terms and conditions mentioned herein or incidental hereto and
supersede all oral negotiations and prior writings between the parties hereto in respect of the
subject matter hereof. In the event of any conflict between the terms, conditions and
provisions of this Consent and any such agreement, document or instrument (including,
without limitation, the Assigned Agreement), the terms, conditions and provisions of this
Consent shall prevail.
[SIGNATURE PAGE FOLLOWS]
IN WITNESS WHEREOF, the parties hereto hereby execute this Consent and
Agreement as of the day and year first above written.
BORROWER:
SIGNATURE PAGE CONSENT AND AGREEMENT
SUBSCRIPTION AGREEMENTS – LAKEVILLE
WALCOTT SOLAR LLC
WALCOTT SOLAR LLC, a Minnesota limited
liability company
By: _____________________________
Name: _____________________________
Its: _____________________________
CONTRACTING PARTY:
CITY OF LAKEVILLE, a Minnesota municipal
corporation
By: __________________________________
Name: Douglas P. Anderson
Its: Mayor
____________________________________
Charlene Friedges, City Clerk
Accepted and Agreed to:
SEMINOLE FUNDING RESOURCES, LLC,
a Delaware limited liability company
By: __________________________
Name: __________________________
Title: __________________________