HomeMy WebLinkAboutItem 06.z
December 7, 2020 Item No.________
CDBG SUBRECIPIENT AGREEMENT WITH DARTS FOR LOOP SENIOR BUS SERVICE,
SENIOR OUTDOOR CHORES AND MINOR HOME REPAIRS
Proposed Action
Staff recommends adoption of the following motion: Authorize the City Administrator to sign a CDBG
Subrecipient Agreement with DARTS to provide LOOP Senior Bus Service and Senior Outdoor Chores
and Minor Home Repairs from 1/1/21 through 12/31/21.
Overview
The City of Lakeville receives federal Community Development Block Grant (CDBG) funding administered
through the Dakota County Community Development Agency on an annual basis. The City of Lakeville is
currently supporting the Envision Lakeville community value “A Home for All Ages and Stages of Life” by
contracting with DARTS to provide support and assistance through the LOOP senior circulator bus service
(LOOP), outdoor chores and minor home repairs for Lakeville seniors.
The LOOP runs in Lakeville on Thursdays from 9 a.m. until 2 p.m. The cost of providing service one day a
week is $25,000 for the year. The LOOP follows a route with designated stops, which is determined by the
Lakeville LOOP Advisory Committee. The bus service loop offers a variety of stops including grocery and
other retail stores, pharmacies, restaurants and senior living facilities. On-demand stops are also available
upon request. The cost to riders is $3 per day and riders can ride all day. No riders are turned away for
inability to pay.
The Senior Outdoor Chores and Minor Home Repairs program provides assistance to seniors that supports
their desire to age in place. Services include lawn care, snow removal, installation of grab bars,
build/reinforce railings, checking smoke detectors and more. The funding level for this program is
recommended to be up to $10,000 for the year.
City staff recommends designating up to $35,000 in CDBG funds for these DARTS programs. In return,
DARTS agrees to verify that each senior being helped is a Lakeville resident and is at least 62 years of age or
meet HUD income guidelines.
Primary Issues to Consider
Has it been determined there is a need for this type of service in Lakeville? All three DARTS programs
have been offered since 2018 and have been warmly received by Lakeville’s seniors. The LOOP service
provides an average of 18-20 rides per week and approximately 90 seniors have received outdoor chores
and minor home repairs assistance since the program began in 2018.
Supporting Information
• CDBG Subrecipient Agreement with DARTS
Financial Impact: $35,000 Budgeted:Y/N Yes Source: CDBG
Envision Lakeville Community Values: A Home for All Ages and Stages of Life
Report completed by: Kati Bachmayer, Economic Development Coordinator
SUBRECIPIENT AGREEMENT BETWEEN
THE CITY OF LAKEVILLE
AND
DARTS
FOR
COMMUNITY DEVELOPMENT BLOCK GRANT FUNDED PROGRAMS
THIS AGREEMENT entered into this 21st day of December, 2020 by and between the City
of Lakeville (herein called the "Grantee") and DARTS (herein called the "Subrecipient"),
which pertains to a time period that begins and ends as identified in Section I of this
Agreement based on the Fiscal Year 2020-21 Funding Approval/Agreement approved by the
U.S. Department of Housing and Urban Development ("HUD"), which identifies July 1 as the
date use of funds may begin; and
WHEREAS, the Grantee receives funds from the United States Government under Title I of
the Housing and Community Development Act of 1974, as amended (HCD Act), Public Law
93-383, through Dakota County as an Urban Entitlement County under the Community
Development Block Grant (CDBG) Program; and
WHEREAS, the Grantee wishes to engage the Subrecipient to assist the Grantee in utilizing
such funds.
NOW, THEREFORE, in consideration of the mutual covenants and agreements contained
herein, the Grantee and Subrecipient agree as follows:
I.TIME OF PERFORMANCE. Services of the Subrecipient shall start on the first day of
January 2021 and end on the last day of December 2021. This Agreement and the
provisions herein remain in effect until it is replaced by a subsequent Subrecipient
Agreement.
11.SCOPE OF SERVICES. The Subrecipient agrees to utilize funds available under this
Agreement to supplement rather than supplant funds otherwise available.
A.Activities. The Subrecipient will be responsible for the administration of
Activities identified in Exhibits A, in a manner satisfactory to the Grantee and
consistent with any required standards. Exhibits A may be amended each
Fiscal Year, if the Activities receive additional funding in subsequent fiscal
years, in accordance to the Activities approved for and undertaken by the
Subrecipient, including ongoing Activities from previous fiscal years.
i. Prohibited Activities. The Subrecipient is prohibited from using funds
provided herein or personnel employed in the administration of the program
for: political activities; lobbying; political patronage; and nepotism activities.
n.Religious Activities. The Subrecipient agrees that funds provided under this
Agreement will not be utilized for inherently religious activities prohibited by
Page 1 of 38
Lakeville Subrecipient Agreement
24 CFR 570.200U)(2), such as worship, religious instruction, or
proselytization.
Faith-based organizations are eligible, on the same basis as any other
organization to participate in CDBG programs and activities in accordance
with 24 CFR 5.109(b) and 24 CRF 570.200U)(1) provided that the
organizations do not engage in any inherently religious activities as part of
the programs or services supported by CDBG funds.
B.National Objectives. The Subrecipient will provide documentation to certify that
the Activities carried out with funds provided under this Agreement will meet
one or more of the CDBG program's national objectives, including: (1) benefit
low-and moderate-income persons; (2) aid in the prevention or elimination of
slums and blight; and (3) meet community development needs having a
particular urgency. As required in 24 CFR Part 570.200(a)(2) and as defined in_
24 CFR Part 570.208 (Exhibit E).
C.Use of Funds. The Activities identified in Exhibit A can begin to incur costs no
sooner than January 1 of each year.
111.FEDERAL COMPLIANCE. The Subrecipient agrees to comply with the requirements
of Title 24 of the Code of Federal Regulations, Part 570, concerning CDBG including
Subpart of these regulations, except that ( 1 ) the Subrecipient does not assume the
Grantee's environmental responsibilities described at § 570.604; and (2) the
Subrecipient does not assume the Grantee's responsibility for initiating the review
process under the provisions of 24 CFR Part 52.The Subrecipient also agrees to
comply with all other applicable Federal regulations and policies enumerated below as
they apply to the performance of this Agreement.
A.Citizen Participation. Comply with all HUD citizen participation requirements
under the Dakota County HOME Consortium Citizen Participation Plan (CPP)
and conformance with 24 CFR 91.105. The CPP can be found on the Dakota
County CDA website at www.dakotacda.state.mn.us
B.Environmental Conditions. Ensure program compliance with the following
federal regulations.
i.Air and Water.
a.Clean Air Act, 42 U.S.C, 7401, et seq.;
b.Federal Water Pollution Control Act, as amended, 33 U.S.C., 1251, et
seq., as amended, 1318 relating to inspection, monitoring, entry, reports,
and information, as well as other requirements specified in said Section
114 and Section 308, and all regulations and guidelines issued
thereunder;
c.Environmental Protection Agency (EPA) regulations pursuant to 40 CFR
Part 50, as amended.
i.Flood Disaster Protection. In accordance with the requirements of the Flood
Disaster Protection Act of 1973 (42 U.S.C. 4001 ), the Subrecipient shall
assure that for activities located in an area identified by the Federal
Page 2 of 38
Lakeville Subrecipient Agreement
Emergency Management Agency (FEMA) as having special flood hazards,
flood insurance under the National Flood Insurance Program is obtained and
maintained as a condition of financial assistance for acquisition or
construction purposes (including rehabilitation).
iu. Lead-Based Paint. The Subrecipient agrees that any construction or
rehabilitation of residential structures with assistance provided under this
Agreement shall be subject to HUD Lead-Based Paint Regulations at 24 CFR
570.608, and 24 CFR Part 35, Subpart B. Such regulations pertain to all
CDBG-assisted housing and require that all owners, prospective owners, and
tenants of properties constructed prior to 1978 be properly notified that such
properties may include lead-based paint. Such notification shall point out the
hazards of lead-based paint and explain the symptoms, treatment and
precautions that should be taken when dealing with lead-based paint
poisoning and the advisability and availability of blood lead level screening
for children under seven. The notice should also point out that if lead-based
paint is found on the property, abatement measures may be undertaken. The
regulations further require that, depending on the amount of Federal funds
applied to a property, paint testing, risk assessment, treatment and/or
abatement may be conducted.
iv.Historic Preservation. The Subrecipient agrees to comply with the
Historic Preservation requirements set forth in the National Historic
Preservation Act of 1966, as amended (16 U.S.C. 470) and the
procedures set forth in 36 CFR Part 800, Advisory Council on Historic
Preservation Procedures for Protection of Historic Properties, insofar as
they apply to the performance of this agreement. In general, this requires
concurrence from the State Historic Preservation Officer for all
rehabilitation and demolition of historic properties that are 50 years old or
older, or that are included on a Federal, state, or local historic property
list.
C.Environmental Review. The Grantee shall insure that all Activities comply with
environmental review requirements, unless otherwise stated herein. This
would include the Grantee's completion of a study and assessment of each
Activity in conformance with the National Environmental Policy Act of 1967.
The Subrecipient shall furnish the Grantee a copy of any updated
environmental report.
D.Acquisition and Relocation. The Subrecipient agrees to comply with all
aspects of the Uniform Relocation Assistance and Real Property Acquisition
Policies Act of 1970, as amended (URA) The Subrecipient shall provide
relocation assistance to displaced persons as defined by 24 CFR
570.606(b)(2) that are displaced as a direct result of acquisition,
rehabilitation, demolition or conversion for a CDBG-assisted project. The
Subrecipient also agrees to comply with applicable Grantee ordinances,
resolutions and policies concerning the displacement of persons from their
residences.
Page 3 of 38
Lakeville Subrecipient Agreement
E.Labor Standards. The Subrecipient agrees to comply with the requirements
of the Secretary of Labor in accordance with the Davis-Bacon Act as
amended, the provisions of Contract Work Hours and Safety Standards Act
(40 U.S.C. 327 et seq.) and all other applicable Federal, state and local laws
and regulations pertaining to labor standards insofar as those acts apply to
the performance of this Agreement. The Subrecipient agrees to comply with
the Copeland Anti-Kick Back Act (18 U.S.C. 874 et seq.) and its
implementing regulations of the U.S. Department of Labor at 29 CFR Part 5.
The Subrecipient agrees that, except with respect to the rehabilitation or
construction of residential property containing less than eight (8) units, all
contractors engaged under contracts in excess of $2,000.00 for construction,
renovation or repair work financed in whole or in part with assistance
provided under this contract, shall comply with Federal requirements of the
regulations of the Department of Labor, under 29 CFR Parts 1, 3, 5 and 7.
The Subrecipient is required to insert in all such contracts subject to such
regulations, provisions meeting the requirements of this paragraph. The
Grantee will be the contact for all contracts subject to such regulations and
oversee the implementation of the hour and wage requirements of this part.
The Grantee will maintain the documentation that demonstrates compliance.
F.Affirmatively Furthering Fair Housing. In accordance with the Fair Housing Act
(42 U.S.C. 3601-3620), the subrecipient will administer all programs and
activities related to housing and urban development in a manner to affirmatively
further the policies of the Fair Housing Act.
G.Equal Opportunity Compliance. The Subrecipient shall maintain compliance
with the provisions of Section 3 of the HUD Act of 1968, as amended; Women
and Minority Owned Businesses requirements; Federal Equal Employment
Opportunity Act, Executive Orders and Civil Rights Act of 1964 as specified in
24 CFR 135.20.
i. "Section 3" Clause. The Subrecipient agrees to ensure that opportunities for
training and employment arising in connection with a housing rehabilitation
(including reduction and abatement of lead-based paint hazards), housing
construction, or other public construction project are given to low-and very
low-income persons residing within the metropolitan area in which the
CDBG-funded project is located. Where feasible, priority should be given to
low-and very low-income persons within the service area of the project or
the neighborhood in which the project is located, and to low-and very low
income participants in other HUD programs.
Award contracts for work undertaken in connection with a housing
rehabilitation (including reduction and abatement of lead-based paint
hazards), housing construction, or other public construction project to
business concerns that provide economic opportunities for low-and very
low-income persons residing within the metropolitan area in which the
CDBG-funded project is located. Where feasible, priority should be given to
business concerns that provide economic opportunities to low-and very
Page 4 of 38
Lakeville Subrecipient Agreement
low-income residents within the service area or the neighborhood in which
the project is located, and to low-and very low-income participants in other
HUD programs.
The Subrecipient further agrees to comply with these "Section 3"
requirements and to include the following language in all subcontracts
executed under this Agreement:
'The work to be performed under this Agreement is a project assisted under
a program providing direct Federal financial assistance from HUD and is
subject to the requirements of Section 3 of the Housing and Urban
Development Act of 1968, as amended (12 U.S.C. 1701 ). Section 3
requires that to the greatest extent feasible opportunities for training and
employment be given to low-and very low-income residents of the project
area, and that contracts for work in connection with the project be awarded
to business concerns that provide economic opportunities for low-and very
low�income persons residing in the metropolitan area in which the project is
located."
ii.Women and Minority Owned businesses (W/MBE). The Subrecipient will
use its best efforts to afford small businesses, minority business
enterprises, and women's business enterprises the maximum practicable
opportunity to participate in the performance of this contract. As used in this
contract, the terms "small business" means a business that meets the
criteria set forth in section 3(a) of the Small Business Act, as amended (15
U.S.C. 632), and "minority and women's business enterprise" means a
business at least fifty-one (51) percent owned and controlled by minority
group members or women. For the purpose of this definition, "minority
group members" are African-Americans, Spanish-speaking, Spanish
surnamed or Spanish-heritage Americans, Asian-Americans, and American
Indians. The Subrecipient may rely on written representations by
businesses regarding their status as minority and female business
enterprises in lieu of an independent investigation.
iii .Equal Employment Opportunity and Affirmative Action (EEO/AA)
Statement. The Subrecipient will, in all solicitations or advertisements for
employees placed by or on behalf of the Subrecipient, state that it is an
Equal Opportunity or Affirmative Action employer.
iv.All other Federal Acts or Regulations and requirements of HUD, including
but not limited to Executive Order 11246 prohibiting discrimination in
employment contracts, and directing government contracts to establish and
maintain affirmative action.
H.Conflict of Interest. The Subrecipient agrees to abide by the provisions of 24
CFR 84.42 and 570.611, which include (but are not limited to) thefollowing:
a.The Subrecipient shall maintain a written code or standards of conduct
that shall govern the performance of its officers, employees or agents
engaged in the award and administration of contracts supported by
Federal funds;
Page 5 of 38
Lakeville Subrecipient Agreement
b.No employee, officer or agent of the Subrecipient shall participate in
the selection, or in the award, or administration of, a contract
supported by Federal funds if a conflict of interest, real or apparent,
would be involved;
c.No covered persons who exercise or have exercised any functions or
responsibilities with respect to CDBG-assisted activities, or who are in
a position to participate in a decision-making process or gain inside
information with regard to such activities, may obtain a financial
interest in any contract, or have a financial interest in any contract,
subcontract, or agreement with respect to the CDBG-assisted activity,
or with respect to the proceeds from the CDBG-assisted activity, either
for themselves or those with whom they have business or immediate
family ties, during their tenure or for a period of one (1) year thereafter.
For purposes of this paragraph, a "covered person" includes any
person who is an employee, agent, consultant, officer, or elected or
appointed official of the Grantee, the Subrecipient, or any designated
public agency.
I.Compliance with Common Rule and Uniform Administrative Requirements.
The Subrecipient shall comply with all applicable requirements at 24 CFR
570.502 and 2 CFR 200.
IV.ADMINISTRATIVE REQUIREMENTS
A.Records to be Maintained. The Subrecipient shall maintain all records required
by the Federal regulations specified in 24 CFR 570.506, that are pertinent to
the activities to be funded under this Agreement. Such records shall include but
not be limited to:
i.Records demonstrating that each activity undertaken meets one of the
National Objectives of the CDBG program;
i.Records required to determine the eligibility of activities;
i.Records of all program claims and disbursements. The Subrecipient shall
prepare a Request for Reimbursement Form (Exhibit D) listing all claims
certified and paid by the Subrecipient for Activities and submit this Form to
the Grantee
iv.Ensure compliance with 3-day rule requirements once funds are received
by the Subrecipient from the Grantee.
v. Provide the Grantee with information necessary to submit reports as
outlined in 24 CFR570.507.
vi.Submit to the Grantee quarterly progress reports of any outstanding
Activities. The status report shall be submitted to the Grantee by or before
the 30th of January, April, July and October.
8.Record Retention. The Subrecipient shall retain all financial records, supporting
documents, statistical records, and all other records pertinent to Agreement a
period of three (3) years from the date of submission of the final expenditure
report or three (3) years after the grant is closed, whichever is longer. Such
records shall be made available for audit or inspection at any time upon request
of the Grantee or its authorized representative.
Page 6 of 38
Lakeville Subrecipient Agreement
Notwithstanding the above, if there is litigation, claims, audits, negotiations or
other actions that involve any of the records cited and that have started before
the expiration of the three-year period, then such records must be retained until
completion of the actions and resolution of all issues.
i.Client Data. The Subrecipient shall maintain client data demonstrating client
eligibility for services provided. Such data shall include, but not be limited to,
client name, address, income level or other basis for determining eligibility,
and description of service provided.
i.Disclosure. The Subrecipient understands that client information collected
under this contract is private and the use or disclosure of such information,
when not directly connected with the administration of the Grantee's or
Subrecipient's responsibilities with respect to services provided under this
Agreement, is prohibited. Unless written consent is obtained from such
person receiving service and, in the case of a minor, that of a responsible
parent/guardian.
C.Program Income. The Subrecipient shall report all program income as defined
in 24 CFR 570.S00(a) generated by activities carried out with CDBGfunds. The
Subrecipient shall return all program income immediately to the Grantee except
for revolving accounts approved by the Grantee. Program income will be
disbursed according to the Program Income Policy attached as Exhibit E.
D.Reversion of Assets. The Subrecipient shall transfer to the Grantee any CDBG
funds on hand and any accounts receivable attributable to the use of CDBG funds
under this Agreement at the time of expiration, cancellation, or termination. Any
real property under the Subrecipient's control that was acquired or improved in
whole or in part with CDBG funds in excess of $25,000 shall be:
i Used to meet one of the national objectives in 24 CFR Part 570.208 (Exhibit B)
until five (5) years after the expiration of this Subrecipient agreement; or
n.If the Subrecipient fails to use CDBG-assisted real property in a manner that
meets a CDBG National Objective for the prescribed period of time, the
Subrecipient shall pay the Grantee an amount equal to the current fair market
value of the property less any portion of the value attributable to expenditures
of non-CDBG funds for acquisition of, or improvement to, the property. Such
payment shall constitute program income to the Grantee. The Subrecipient
may retain real property acquired or improved under this Agreement after the
expiration of the five-year period.
i.In all cases in which equipment acquired, in whole or in part, with funds under
this Agreement is sold, the proceeds shall be program income (prorated to
reflect the extent to that funds received under this Agreement were used to
acquire the equipment). Equipment not needed by the Subrecipient for
activities under this Agreement shall be (a) transferred to the Grantee for the
CDBG program or (b) retained after compensating the Grantee [an amount
equal to the current fair market value of the equipment less the percentage of
non-CDBG funds used to acquire the equipment].
E.Audit. All Subrecipient records with respect to any matters covered by this
Agreement shall be made available to the Grantee, grantor agency, and the
Comptroller General of the United States or any of their authorized
Page 7 of 38
Lakeville Subrecipient Agreement
representatives, at any time during normal business hours, as often as deemed
necessary, to audit, examine, and make excerpts or transcripts of all relevant
data.
i.The Subrecipient shall make available an audit or, upon prior approval by the
Grantee, a copy of their financial statements for the fiscal years the grant is in
effect. Audits must be performed by a Certified Public Accountant in
accordance with generally accepted auditing principles and the Uniform
Administrative Requirements, Cost Principles, and Audit Requirements for
Federal Awards, 2 CFR 200.
V.ADMINISTRATION COSTS. In consideration of the prompt and efficient carrying out
of the requirements of this Agreement and 24 CFR Part 570, Subpart J, the
Subrecipient may request that the Grantee reimburse the Subrecipient based on
general administration budgets identified in Section VI. Such administration costs
shall come solely from CDBG sources. Accurate records of administrative costs shall
be kept by the Subrecipient, and billing shall be made at such times as are convenient
to implement the Grantee's requisition for funds from HUD and no less frequently than
quarterly. For the purposes of this Agreement, general administration costs are
defined as follows:
A.Salary costs actually incurred by the Subrecipient for time expended by
its employees on all phases of the activity/project.
i.Accrual costs such as flex leave/vacation or a severance pool
are disallowed.
B.Mileage, supplies and publication costs.
C.Proportionate share of allowable overhead expenses figured on time expended
basis.
D.Costs incurred through attendance at applicable development conferences
within the term of this Agreement, including registration fees and travel
expenses. Conference attendance shall be for the purpose of gaining
additional information on CDBG regulations and/or program activity
implementation.
VI.BUDGET. This Agreement replaces all previous Subrecipient Agreements and is
applicable to prior fiscal year(s) Activities which are not yet completed and to new
Activities programmed for CDBG Grant Fiscal Year 2021 as outlined in ExhibitA.
VII.OBLIGATIONS AND RESPONSIBILITIES. The Subrecipient agrees to assume and
carry out the Grantee's obligations and responsibilities under:
A.The Cooperation Agreements entered into between Dakota County and the
Subrecipient concerning the Dakota County CDBG Program; and
B.The Supplemental Agreements to the aforementioned Cooperation
Agreements entered into between Dakota County and the Subrecipient.
Page 8 of 38
Lakeville Subredpient Agreement
C.A Subrecipient's failure to comply with any provision of this Agreement may
lead to corrective actions by the Grantee. The Grantee shall provide the
Subrecipient with written notice of the Subrecipient's failure to comply with
certain provisions. The Subrecipient will have fifteen (15) days upon receipt of
the notice to respond in writing as to the corrective action that will be taken.
Failure to respond to the notice and/or to implement the proposed corrective
action(s) to the Grantee's sole and full satisfaction will cause the Grantee to
take remedial action, including, but not limited to the following:
i.Reimbursement requests will not be processed by the Grantee;
i.CDBG funds will be recaptured from the Subrecipient that have alreadybeen
expended or obligated; and/or
i.The Grantee will terminate this Agreement.
D.The Grantee has the right to require the Subrecipient to repay CDBG funds if any
of the following conditions occur:
i.HUD requires payback for any reason;
i.The Grantee has not been informed of a service or program change by the
Subrecipient and has expended funds for such purposes;
i.The Grantee has decided that a cost was disallowed or unauthorized after the
Subrecipient obligated such cost; or
iv.The Subrecipient receives funds, rebates or interest on CDBG reimbursed
expenses, and it has not forwarded these funds to the Grantee.
VIII.PERFORMANCE MONITORING. The Grantee will monitor the progress and
performance of the Subrecipient by timely expenditure of allocations and by
conformance with CDBG program regulations. Substandard performance as
determined by the Grantee will constitute noncompliance with this Agreement. If
action to correct such substandard performance is not taken by the Subrecipient
within a reasonable period of time after being notified by the Grantee, contract
suspension or termination procedures will be initiated.
A
B.
C.
Timeliness. HUD requires that sixty (60) days prior to the end of the
Grantee's program year, the amount of non-disbursed CDBG funds be no
more than 1.5 times the entitlement grant for its current program year. The
Subrecipient will be held to the same timeliness test and is expected to have
no more than 1.5 times the allocation as of May 2 nd each year.
Grant-Based Accounting. As of the 2015 Fiscal Year, HUD has implemented
grant-based accounting for the CDBG program. The Subrecipient must
expend grant allocations within four (4) years. The expenditure deadline can
be found on Exhibit A
Reallocation & Recapture. Reallocation of funds, if necessary to meet the
1.5 spenddown ratio requirement, will be done according to the CDBG
Contingency Plan attached in Exhibit F.
The Grantee has the right to recapture unexpended or unobligated funds that
are older than four (4) years prior to the current Fiscal Year . Recaptured
CDBG funds will be added to an approved county-wide CDBG Activity or a
competitive pool.
Page 9 of 38
Lakeville Subrecipient Agreement
D.Quarterly Reporting. The Subrecipient shall provide quarterly reporting to the
Grantee by the 30th day of January, April, July and October. Reporting shall
include all outstanding Activities as listed on Exhibit A.
E.Onsite Monitoring. The Grantee may perform onsite monitoring of the
Subrecipient to assure compliance. Results of monitoring efforts shall be
summarized in written reports and document follow-up actions to be taken to
correct areas of noncompliance.
IX.GENERAL CONDITIONS. The following shall apply to the Subrecipient and this
Agreement:
A.Independent Contractor. For the purpose of this Agreement, the Subrecipient
shall be deemed an independent contractor, and not an employee of the
Grantee. Any and all employees of the Subrecipient or other persons, while
engaged in the performance of any work or services required by the
Subrecipient under this Agreement, shall not be considered employees of the
Grantee; and any and all claims that may or might arise on behalf of said
employees or other persons as a consequence of any act or omission on the
part of said employee or the Subrecipient shall in no way be the obligation or
responsibility of the Grantee.
B.Hold Harmless. It is further agreed that the Subrecipient shall hold harmless,
defend and indemnify the Grantee from any and all claims, demands, actions,
judgements or causes of action arising out of any act or omission on the part of
the Subrecipient, its agents, servants, or employees in performance of, or with
relation to, any of the work or services performed or furnished by the
Subrecipient under the terms of the Agreement. It is further agreed that the
Subrecipient shall notify the Grantee of any actual or potential claims against
the Grantee that may arise as a consequence of any of the work or services
performed or furnished by the Subrecipient under the terms of this Agreement.
C.Transfer. The Subrecipient shall not assign or transfer any interest in this
Agreement, whether by assignment or subcontract, without the prior written
consent of the Grantee.
D.Amendments. Any alteration, variation, modification, or waiver of a provision of
this Agreement shall be valid only after it has been reduced to writing and duly
signed by both parties, with the exception of Administrative Amendments
defined as any revision to the original annual budget (Exhibit A). Any request to
amend the annual budget, create or cancel an activity, or change the national
objective will require written approval by the Subrecipient and may be subject to
the Citizen Participation Plan. The Grantee retains the right to make
Administrative Amendments without the approval of the Subrecipient for
substandard performance of timely expenditure.
E.Waiver. The waiver of any of the rights and/or remedies arising under the terms of
this Agreement on any one occasion by either party hereto shall not constitute a
waiver of any rights and/or remedies in respect to any subsequent breachor
Page 10 of 38
Lakeville Subrecipient Agreement
default of the terms of this Agreement. The rights and remedies provided or
referred to under the terms of the Agreement are cumulative and not mutually
exclusive.
F.Liability. Notwithstanding any other provision of this Agreement to the contrary,
the Subrecipient shall not be relieved of liability to the Grantee for damages
sustained by the Grantee by virtue of any breach of this Agreement by the
Subrecipient, and the Grantee may withhold any payments to the Subrecipient for
the purpose of set-off until such time as the exact amount of damages due the
Grantee from the Subrecipient is determined.
G.Entire Agreement. This Agreement, as well as Exhibits A through F, which are
attached hereto and incorporated herein by reference, shall constitute the entire
agreement between the parties and shall supersede all prior oral or written
negotiations.
H.HUD Approval. It is expressly understood between the parties that thisAgreement
is contingent upon the approval of HUD and its authorization of grant monies to
the Grantee for the purpose of this Agreement.
I.Violation of Law. Should any of the above provisions be subsequently determined
by a Court of competent jurisdiction to be in violation of any Federal or State Law
or to be otherwise invalid, both parties agree that only those provisions so
adjudged shall be invalid and that the remainder of this Agreement shall remain in
full force and effect.
J.Discrimination. The Subrecipient agrees to comply with all Federal, State and
local laws and ordinances as they pertain to unlawful discrimination on account of
race, color, creed, religion, national origin, sex, marital status, status with regard to
public assistance, disability, or age.
K.Applicable Laws. The Subrecipient further agrees to comply with all Federal,
state, and local laws or ordinances, and all applicable rules, regulations, and
standards established by any agency of such governmental units, which are
now or hereafter promulgated insofar as they relate to the Subrecipient
performance of the provisions of this Agreement.
L.State Law. This Agreement shall be interpreted and construed according to the
laws of the State of Minnesota.
M.Suspension and Termination. In accordance with 24 CFR 85.43, the Grantee may
suspend or terminate this Agreement if the Subrecipient materially fails to comply
with any of the provisions hereof, and the award may be terminated for
convenience in accordance with 24 CFR 85.44. Such termination shall occur
thirty (30) days after receipt by the Subrecipient of written notice from the Grantee
specifying the grounds therefore, unless, prior to such date, the Subrecipient has
cured the alleged nonperformance of the provisions of this agreement.
Page 11 of 38
Lakeville Subrecipient Agreement
X.CERTIFICATION FOR CONTRACT. GRANTS, LOANS AND COOPERATIVEAGREEMENTS. The Subrecipient certifies, to the best of its knowledge and belief,
that:
A.No Federal appropriated funds have been paid or will be paid, by or on behalf
of the Subrecipient to any person for influencing or attempting to influence an
officer or employee of any agency, a Member of Congress, and officer or
employee of Congress, or an employee of a Member of Congress in
connection with the awarding of any Federal contract, the making of any
Federal grant, the making of any Federal loan, the entering into of any
cooperative agreement, and the extension, continuation, renewal,
amendment, or modification of any Federal contract, grant, loan, or
cooperative agreement.
B.If any funds other than Federal appropriated funds have been paid or will be
paid to any person for influencing or attempting to influence an officer or
employee of any agency, a Member of Congress, an officer or employee of
Congress, or an employee of a Member of Congress, in connection with this
Federal contract, grant, loan, or cooperative agreement, the Subrecipient shall
complete and submit Standard Form -LLL, "Disclosure Form to Report
Lobbying," in accordance with its instructions.
C.The Subrecipient shall require that the language of this certification be included
in the award documents for all subawards at all tiers (including subcontracts,
subgrants, and contracts under grants, loans, and cooperative agreements and
that all subrecipients shall certify and disclose accordingly.
D.Lobbying Certification. This certification is a material representation of fact upon
which reliance was placed when this agreement was made or entered into.
Submission of this certification is a prerequisite for making or entering into this
agreement imposed by section 1332, title 31, U.S. Code. Any person who fails
to file the required certification shall be subject to a civil penalty of not less than
$10,000 and not more than $100,000 for each such failure.
Page 12 of 38
NOTICE. Written notice to be provided under this Agreement shall be provided as follows:
For the Grantee:
For the Subrecipient:
Justin Miller, City Administrator
City of Lakeville
20195 Holyoke Ave
Lakeville, MN 55044
Ann Bailey, President
DARTS
1645 Marthaler Lane
West St. Paul, MN 55118
IN WITNESS WHEREOF, the Grantee and the Subrecipient have executed this
Subrecipient Agreement on the date indicated below.
DARTS
The Subrecipient
Its President
Date of Signature uf £/aa-7V
City of Lakeville
The Grantee
B y _____________ _Justin Miller
Its City Administrator
Date of Signature _______ _
Page 13 of 38
EXHIBITS
A.City of Lake ville and DARTS Agreement
B.24 CFR Part 570.208 (National Objectives)
C.24 CFR Part 570.600-614 (Subpart K)
D.Request for Reimbursement Form
E.Program Income and Reuse Policy
F.Contingency Plan/Timeliness of Expenditures
G.Dakota County 2019 CDBG Income Limits
H.Dakota County 2019 CDBG Self-Certification Form
Page 14 of 38